Arizona’s Progressive Financial Concepts will affiliate through an LPL office of supervisory jurisdiction, Wealth Consulting Group.
The Washington firm manages retirement plans for public workers.
The Boston mayor, a former union leader, had the backing of the AFL-CIO.
John W. Fisher, charged with fraud for his sales of Global 1 securities, faces civil penalties and disgorgement.
Seven financial and insurance firms work with six historically Black colleges and universities to provide resources, training and connections to Black students in this group formed by Nationwide Financial in 2020.
Wilmington Trust, BNY Mellon and PGIM Fixed Income all play a role in the target-date CITs the union is rolling out for its members' defined-contribution plans.
The three ESG-oriented equity funds will be sub-advised by Newton.
The office, Beryllus Capital, is a joint venture with Indian conglomerate Hinduja Group.
Tim Vanderloo is joining Silverleaf Wealth Management, an LPL affiliate in Omaha, Nebraska.
As the country begins to reopen for business, advisers may want to take stock of a year that altered the retirement plans of millions of Americans.
