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YOUR PRACTICE PRACTICE MANAGEMENT MAR 20, 2021
See It Be It Role Model: Jason Howell

Howell’s eponymous RIA in Virginia is one of the relatively few in the nation owned by a person of color. And he’s trying to have his firm make a difference by working with Treasury Department programs that help encourage investments in neighborhoods that lack access to financing.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 19, 2021
Diversity Champions: Natixis Investment Managers

The events of 2020 led Natixis to implement several new initiatives, including creating a social justice matching-gift program, supporting the global expansion of MADE, the firm’s Boston-based group supporting racial and ethnic diversity, and incorporating shared values-based leadership training.

Merrill Lynch team managing $1.3 billion joins Rockefeller
YOUR PRACTICE PRACTICE MANAGEMENT MAR 19, 2021
Merrill Lynch team managing $1.3 billion joins Rockefeller

The four-adviser, eight-person Hambleton Fieler Group is based in Cincinnati, Ohio, and will be Rockefeller's first private wealth team in Ohio.

Indie RIA managing $163 million joins Carson Partners
NEWS RIAS MAR 19, 2021
Indie RIA managing $163 million joins Carson Partners

Main Street Financial Life Advisors, founded in 1999 by J. Joseph Roman, is based in Moorestown, New Jersey.

NEWS INDUSTRY NEWS MAR 18, 2021
Rising Star: Camille York

A financial adviser at Raymond James, York focuses on financial literacy and partners with another young adviser to hold education sessions for minority and women’s groups.

Just 26% of near-retirees have saved enough
RETIREMENT RETIREMENT PLANNING MAR 18, 2021
Just 26% of near-retirees have saved enough

Schroders survey shows that more Americans worry about the Netflix lineup than finances or investments.

Finra fines jump 43% in 2020 to $57 million
NEWS REGULATION AND LEGISLATION MAR 17, 2021
Finra fines jump 43% in 2020 to $57 million

The number of of the regulator's disciplinary actions held steady, according to an Eversheds Sutherland analysis.

Team managing $750 million at Merrill Lynch moves to UBS
YOUR PRACTICE PRACTICE MANAGEMENT MAR 17, 2021
Team managing $750 million at Merrill Lynch moves to UBS

The four-person, two-adviser unit will partner with an existing group at UBS Private Wealth Management in Kenwood, Ohio.

T. Rowe Price launches global ESG fund
INVESTING ESG MAR 17, 2021
T. Rowe Price launches global ESG fund

The active fund for US investors will try to beat a global index, the MSCI All-Country World Index.

Allianz Life appoints Jasmine Jirele president and CEO
RETIREMENT RETIREMENT PLANNING MAR 16, 2021
Allianz Life appoints Jasmine Jirele president and CEO

The insurance company's chief growth officer succeeds Walter White, who will retire at year-end.