InvestmentNews

InvestmentNews
Displaying 3990 results
Indie RIA managing $163 million joins Carson Partners
NEWS RIAS MAR 19, 2021
Indie RIA managing $163 million joins Carson Partners

Main Street Financial Life Advisors, founded in 1999 by J. Joseph Roman, is based in Moorestown, New Jersey.

NEWS INDUSTRY NEWS MAR 18, 2021
Rising Star: Camille York

A financial adviser at Raymond James, York focuses on financial literacy and partners with another young adviser to hold education sessions for minority and women’s groups.

Just 26% of near-retirees have saved enough
RETIREMENT RETIREMENT PLANNING MAR 18, 2021
Just 26% of near-retirees have saved enough

Schroders survey shows that more Americans worry about the Netflix lineup than finances or investments.

Finra fines jump 43% in 2020 to $57 million
NEWS REGULATION AND LEGISLATION MAR 17, 2021
Finra fines jump 43% in 2020 to $57 million

The number of of the regulator's disciplinary actions held steady, according to an Eversheds Sutherland analysis.

Team managing $750 million at Merrill Lynch moves to UBS
YOUR PRACTICE PRACTICE MANAGEMENT MAR 17, 2021
Team managing $750 million at Merrill Lynch moves to UBS

The four-person, two-adviser unit will partner with an existing group at UBS Private Wealth Management in Kenwood, Ohio.

T. Rowe Price launches global ESG fund
INVESTING ESG MAR 17, 2021
T. Rowe Price launches global ESG fund

The active fund for US investors will try to beat a global index, the MSCI All-Country World Index.

Allianz Life appoints Jasmine Jirele president and CEO
RETIREMENT RETIREMENT PLANNING MAR 16, 2021
Allianz Life appoints Jasmine Jirele president and CEO

The insurance company's chief growth officer succeeds Walter White, who will retire at year-end.

Warburg Pincus takes stake in Edelman Financial Engines
NEWS RIAS MAR 16, 2021
Warburg Pincus takes stake in Edelman Financial Engines

Hellman & Friedman, which bought a stake in Edelman in 2015 and combined it with Financial Engines in 2018, will remain majority shareholder.

Will Fuller named president and CEO of Transamerica
RETIREMENT RETIREMENT PLANNING MAR 15, 2021
Will Fuller named president and CEO of Transamerica

Fuller, who had been executive vice president of Lincoln Group, succeeds Mark Mullin, who becomes board chairman.

Team managing $440 million joins LPL from Royal Alliance
NEWS BROKER DEALERS MAR 15, 2021
Team managing $440 million joins LPL from Royal Alliance

The eight-adviser Monteverde Group is based in Pittsburgh.