A group with seven advisers in West Virginia and a solo adviser in Ohio switch affiliations.
The principals of The Berry Group, which is based in Worcester, will join the firm as partners.
The company's credit ratings unit let analysts make adjustments that resulted in higher ratings on commercial mortgage-backed securities, the agency alleges.
Foran Financial Group of Somerville, New Jersey, is rejoining the independent broker-dealer after spending six years at Raymond James.
The private asset management firm, Ariel Alternatives, aims to build certified minority enterprises that can supply Fortune 500 companies.
'Your Greatness Is Our Goal' is the independent broker-dealer's new theme, referring to the value it brings to its advisers.
AltsEdge will provide 10 modules to help advisers understand and use alternative investments.
With the deal for Atlanta Plan Partners, which oversees more than 130 retirement plans, OneDigital Investment Advisers will serve approximately 5,000 retirement plans.
The WillowPointe Group, a two-adviser, five-person team, joins in Cookeville, Tennessee.
The pandemic and wave of innovation have increased opportunities for investors to identify potential winners and losers of change.
