InvestmentNews

InvestmentNews
Displaying 3990 results
Let’s innovate by reaching clients via mobile apps
NEWS OPINION FEB 15, 2021
Let’s innovate by reaching clients via mobile apps

Technology is often one of the most noticeable areas in need of support — especially when compared to other retail or consumer channels, and specifically in terms of mobile apps.

Rick Ferri on adviser fees, Jason Kane on class-action lawsuit against GPB Capital
THE INVESTMENTNEWS PODCAST FEB 12, 2021
Rick Ferri on adviser fees, Jason Kane on class-action lawsuit against GPB Capital

Rick Ferri joins to discuss his latest call for a change in adviser fees. Attorney Jason Kane discusses his firm's class action lawsuit against embattled GPB Capital.

DOL may extend exemption allowing Deutsche to manage retirement funds
RETIREMENT RETIREMENT PLANNING FEB 12, 2021
DOL may extend exemption allowing Deutsche to manage retirement funds

The banking giant, which was convicted of wire fraud in connection with a Libor-rigging scheme, currently enjoys key rule exemption.

Reegan Rae named co-CEO at Arnerich Massena
YOUR PRACTICE PRACTICE MANAGEMENT FEB 11, 2021
Reegan Rae named co-CEO at Arnerich Massena

Firm founder Tony Arnerich is stepping down as co-CEO; Bryan Shipley becomes sole CIO in addition to co-CEO.

OneDigital acquires property and casualty brokerage
NEWS INDUSTRY NEWS FEB 11, 2021
OneDigital acquires property and casualty brokerage

HM Employee Benefits and Risk Management is based in St. Louis; OneDigital says deal will help it provide 'holistic suite of employee-centric solutions.'

LPL kicks off program to help advisers buy or sell practices
NEWS BROKER DEALERS FEB 11, 2021
LPL kicks off program to help advisers buy or sell practices

Its new effort, called M&A Solutions, includes ‘strategic support’ and online tools to help advisers considering a transaction.

T. Rowe Price names Rob Sharps president
YOUR PRACTICE PRACTICE MANAGEMENT FEB 11, 2021
T. Rowe Price names Rob Sharps president

Sharps succeeds Bill Stromberg, who remains the fund company's CEO and chairman. T. Rowe also named Céline Dufétel to the new position of chief operating officer.

Cresset hires $500 million Goldman adviser
NEWS RIAS FEB 11, 2021
Cresset hires $500 million Goldman adviser

Hanley Sayers will join the registered investment advisory firm in Houston, expanding Cresset's footprint to Texas.

CFP Board schedules exam for March
YOUR PRACTICE PRACTICE MANAGEMENT FEB 10, 2021
CFP Board schedules exam for March

The CFP exam will again include a remote proctoring option for eligible candidates.

Planners increased pro bono work 7% during pandemic
NEWS INDUSTRY NEWS FEB 10, 2021
Planners increased pro bono work 7% during pandemic

CFP holders helped 7,839 underserved individuals last year, the Financial Planning Association says.