Biden has nominated Gary Gensler to serve as SEC chairman, but that nomination must be approved by the Senate. Lee has served as an SEC commissioner since 2019.
FirstBank’s investment unit, with 17 advisers, had been affiliated with LPL Financial.
Hart Capital Management was founded in 1998 and is based in Spokane, Washington.
The deal for Vertical Financial Group is the insurance giant’s second big purchase of a retirement plan adviser.
Roughly half of American households may not be able to maintain their standard of living in retirement, according to a report from the Center for Retirement Research.
Chuck Crist, Chuck Gillingham and Ryan H. Jones are joining the firm's employee channel in St. Augustine, Florida.
Salvino Wealth Management team in Hinsdale, Illinois, becomes Performance Wealth
The agency says that Michael Sztrom's son David faked being an adviser with his father’s help.
Jacob C. Glick of Scottsdale allegedly took $355,000 from a client after he was terminated by his firm.
All five team members of Pinnacle Wealth Solutions in Midlothian are joining Mercer.
