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A resolution to cover the topics advisers value most
NEWS OPINION JAN 18, 2021
A resolution to cover the topics advisers value most

We resolve to increase the breadth of topics we bring to our adviser audience because we know clients are expecting and needing more right now.

YOUR PRACTICE PRACTICE MANAGEMENT JAN 16, 2021
See It Be It Role Model: Gerald Tamparong

The managing director at Miracle Mile Advisors is passionate about giving back and sits on the boards of several charities, where he develops innovative ways for them to maximize their funds.

THE INVESTMENTNEWS PODCAST JAN 15, 2021
IBDs and cybersecurity in the wake of SolarWinds

Nick Harness, CIO from Kestra Financial, discusses the recent SolarWinds security breach and cyber security for IBDs. Jeff Benjamin and Bruce also discuss political campaign donations being cutoff in the wake of the Capitol insurrection.

Rockefeller adds three teams managing $1.7 billion
YOUR PRACTICE PRACTICE MANAGEMENT JAN 15, 2021
Rockefeller adds three teams managing $1.7 billion

Former Morgan Stanley, Merrill Lynch advisers join Rockefeller in Boca Raton, Florida, and Chicago

Focus Financial takes stake in $677 million Missouri RIA
NEWS INDUSTRY NEWS JAN 15, 2021
Focus Financial takes stake in $677 million Missouri RIA

Hill Investment Group in St. Louis, which was founded in 2005, becomes its latest partner firm.

Wells Fargo nears deal to sell asset management unit
NEWS WIREHOUSES JAN 15, 2021
Wells Fargo nears deal to sell asset management unit

The bank is reportedly in talks to sell the unit to a private equity consortium led by GTCR and Reverence Capital Partners.

UBS teams managing $900 million bolt to RBC
YOUR PRACTICE PRACTICE MANAGEMENT JAN 14, 2021
UBS teams managing $900 million bolt to RBC

Two pairs of advisers in Lincoln, Nebraska, make the move, along with their staffs.

Texas trio managing $175 million exits Avantax for LPL
NEWS BROKER DEALERS JAN 14, 2021
Texas trio managing $175 million exits Avantax for LPL

West Texas WealthCare will use JFC Financial as its office of supervisory jurisdiction.

Hub International acquires Alpha Pension Group
RETIREMENT RETIREMENT PLANNING JAN 13, 2021
Hub International acquires Alpha Pension Group

Boston-based Alpha is a retirement consulting firm with 572 clients and about $2.9 billion in assets.

Giant California RIA acquires two firms
NEWS INDUSTRY NEWS JAN 13, 2021
Giant California RIA acquires two firms

Beacon Pointe Advisors adds CDA Group, based in Greenville, South Carolina, and Essex Asset Management, in Vero Beach, Florida.