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Focus unit to acquire British planning firm
NEWS INDUSTRY NEWS JAN 04, 2021
Focus unit to acquire British planning firm

Watterson Financial Planning is the firm's first acquisition in the UK

Mark Bruno on the big picture of M&A in the RIA space
THE INVESTMENTNEWS PODCAST JAN 04, 2021
Mark Bruno on the big picture of M&A in the RIA space

Mark Bruno joins Jeff and Bruce to kick off 2021 with a detailed look at mergers and acquisitions in the RIA space.

NEWS INDUSTRY NEWS DEC 25, 2020
Bitcoin: Enigma no more

On the latest tech STACK$ podcast, Ric Edelman leads an all-star guest list providing a crash course in Bitcoin and cryptocurrency.

Fourth quarter saw a record 69 RIA deals, Echelon says
NEWS INDUSTRY NEWS DEC 23, 2020
Fourth quarter saw a record 69 RIA deals, Echelon says

M&A activity posted another record for the year despite the slow second quarter

Dalia Blass to exit as SEC investment management chief in January
NEWS REGULATION AND LEGISLATION DEC 23, 2020
Dalia Blass to exit as SEC investment management chief in January

Blass led the division’s work on updating rules for ETFs, BDCs and closed-end funds

IN Podcast: Ariel Alternatives seeks to close the racial wealth gap, plus a dive into HSAs
NEWS INDUSTRY NEWS DEC 22, 2020
IN Podcast: Ariel Alternatives seeks to close the racial wealth gap, plus a dive into HSAs

Les Brun, co-founder of Ariel Alternatives, shares his vision for “Project Black,” the firm’s initiative to invest in middle-market companies to scale the number of minority-owned businesses.

ICI says e-delivery of fund documents should be made easier
NEWS REGULATION AND LEGISLATION DEC 22, 2020
ICI says e-delivery of fund documents should be made easier

The trade group files a comment letter with the SEC with suggestions on how to modernize disclosures

J.P. Morgan rep managing $425 million joins LPL indie group
NEWS RIAS DEC 21, 2020
J.P. Morgan rep managing $425 million joins LPL indie group

Bryan Schneider affiliates through Professional Wealth Advisor in Downers Grove, Illinois

THE INVESTMENTNEWS PODCAST DEC 21, 2020
"A lot of dialogue is going to turn into action." A 2020 review and look ahead

From becoming woke, to hitting a black bear, to learning the thrilling and scary news that one is expecting during a pandemic, our staff members open up about their unique trials and triumphs this year.

RBC's Women's Association celebrates 30th anniversary
NEWS INDUSTRY NEWS DEC 19, 2020
RBC's Women's Association celebrates 30th anniversary

Kristen Kimmell and Maureen Kerrigan of RBC join the podcast to discuss RBC’s Women’s Association of Financial Advisors and the initiatives the firm has implemented to benefit women in financial services.