M&A activity posted another record for the year despite the slow second quarter
Blass led the division’s work on updating rules for ETFs, BDCs and closed-end funds
Les Brun, co-founder of Ariel Alternatives, shares his vision for “Project Black,” the firm’s initiative to invest in middle-market companies to scale the number of minority-owned businesses.
The trade group files a comment letter with the SEC with suggestions on how to modernize disclosures
Bryan Schneider affiliates through Professional Wealth Advisor in Downers Grove, Illinois
From becoming woke, to hitting a black bear, to learning the thrilling and scary news that one is expecting during a pandemic, our staff members open up about their unique trials and triumphs this year.
Kristen Kimmell and Maureen Kerrigan of RBC join the podcast to discuss RBC’s Women’s Association of Financial Advisors and the initiatives the firm has implemented to benefit women in financial services.
Patrick Fontana and Michael Dunham move to Raymond James affiliate in Dallas
Participants contributed 7.6% of their pay, while employers put in 5.3%, the survey finds
The mother-and-son team of Paulette and Beaux Treguboff affiliate in Glendale, Arizona
