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Americans experiencing high levels of financial stress, CFP Board finds
RETIREMENT RETIREMENT PLANNING DEC 03, 2020
Americans experiencing high levels of financial stress, CFP Board finds

Health care is the top financial concern, survey reveals; 32% worry about unemployment

Guess what? Most Vanguard investors are Steady Eddies
NEWS INDUSTRY NEWS DEC 03, 2020
Guess what? Most Vanguard investors are Steady Eddies

New analysis of 5 million of the company's retail clients finds their portfolios are diversified and they don’t trade much

RPA Special Edition Part 1 - The Hot RPA M&A market
THE INVESTMENTNEWS PODCAST DEC 03, 2020
RPA Special Edition Part 1 - The Hot RPA M&A market

It seems like overnight that the retirement plan adviser mergers and acquisition market exploded fueled in part by a flood of private equity money.

Two big Seattle RIAs merge
NEWS INDUSTRY NEWS DEC 02, 2020
Two big Seattle RIAs merge

Laird Norton Wealth Management and Filament will operate under Laird Norton name

SEC charges boiler room operator with $2.1 million fraud
NEWS REGULATION AND LEGISLATION DEC 02, 2020
SEC charges boiler room operator with $2.1 million fraud

Mark Lisser peddled 'pre-IPO' shares in New York and Florida

Focus Financial firm to acquire $723 million RIA
NEWS RIAS DEC 01, 2020
Focus Financial firm to acquire $723 million RIA

Horan Capital Management will become part of Connectus Wealth Advisers

Thomas Sporkin tapped by CFP Board to head enforcement
NEWS REGULATION AND LEGISLATION DEC 01, 2020
Thomas Sporkin tapped by CFP Board to head enforcement

The former SEC executive will beef up the organization's detection, investigation and prosecution

Focus Financial takes stake in $682 million RIA
NEWS INDUSTRY NEWS DEC 01, 2020
Focus Financial takes stake in $682 million RIA

Kavar Capital Partners, founded in 2011, is based in Leawood, Kansas

BlackRock, Vanguard not that supportive of shareholder ESG resolutions
INVESTING ESG NOV 30, 2020
BlackRock, Vanguard not that supportive of shareholder ESG resolutions

BlackRock voted in favor of just 11% of climate resolutions in the 12 months ended in August, while Vanguard voted in favor of 15%

How will global markets react to U.S. election? Jeffrey Kleintop on this and more
THE INVESTMENTNEWS PODCAST NOV 30, 2020
How will global markets react to U.S. election? Jeffrey Kleintop on this and more

Schwab's chief global investment strategist Jeffrey Kleintop joins Jeff Benjamin and Bruce Kelly to chat about the global markets and how they'll react to the U.S. elections, the ongoing pandemic and Black Friday.