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InvestmentNews
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Trio managing $380 million at RBC goes indie with LPL
NEWS BROKER DEALERS NOV 19, 2020
Trio managing $380 million at RBC goes indie with LPL

George Chardukian, Adam Goldstein and Maria Peralta form Adara Wealth Management in Tucson, Arizona

Wells Fargo team managing $1.15 billion exits to Stifel
NEWS BROKER DEALERS NOV 19, 2020
Wells Fargo team managing $1.15 billion exits to Stifel

Stolz-Smith Financial Consulting Group is opening a branch in Midland, Michigan

Congress must set aside differences and put savers first
NEWS OPINION NOV 18, 2020
Congress must set aside differences and put savers first

Legislation that helps people build their nest eggs is more necessary than ever, given the retirement savings of U.S. workers are still far from where they should be

Duo managing $350 million at UBS move to RBC
YOUR PRACTICE PRACTICE MANAGEMENT NOV 18, 2020
Duo managing $350 million at UBS move to RBC

Samuel Martello and Brian Sullivan switch firms in Cleveland

Poll question: What financial buzzword do you hate most?
NEWS RIAS NOV 18, 2020
Poll question: What financial buzzword do you hate most?

People often have trouble understanding basic financial terms, and the language used in the industry isn't helping

Addepar closes on $117 million funding round
YOUR PRACTICE FINTECH NOV 18, 2020
Addepar closes on $117 million funding round

The money will be used to expand the company’s wealth management platform

Fixed-rate deferred annuity sales rebound in Q3
RETIREMENT LIFE INSURANCE AND ANNUITIES NOV 17, 2020
Fixed-rate deferred annuity sales rebound in Q3

But total annuity sales year-to-date are off 13% from 2019

Morningstar integrates ESG factors into its overall analysis
INVESTING ESG NOV 17, 2020
Morningstar integrates ESG factors into its overall analysis

The company will use environmental, social and governance risk ratings as part of a new commitment-level evaluation

InvestmentNews to host 2nd annual ESG Summit & Film Festival with the UN Office of Partnerships
INVESTING ESG NOV 17, 2020
InvestmentNews to host 2nd annual ESG Summit & Film Festival with the UN Office of Partnerships

The virtual event is designed for individual advisers, RIAs and financial professionals looking for strategies behind integrating ESG

Trio managing $417 million heads to Raymond James
NEWS BROKER DEALERS NOV 17, 2020
Trio managing $417 million heads to Raymond James

The team moved from Geneos Wealth Management