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InvestmentNews
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Stifel adds three Merrill advisers
NEWS BROKER DEALERS OCT 30, 2020
Stifel adds three Merrill advisers

Dallas duo manages $128 million; Missouri-based adviser manages $115 million

Chip Walker exits Wells Fargo to join Baird
NEWS BROKER DEALERS OCT 30, 2020
Chip Walker exits Wells Fargo to join Baird

Walker will oversee the firm's retail expansion in the St. Louis area

Buckingham acquires $782 million RIA
NEWS RIAS OCT 30, 2020
Buckingham acquires $782 million RIA

Portland, Oregon-based Confluence Wealth Management was founded in 2011

Adviser optimism rises for fourth quarter
NEWS REGULATION AND LEGISLATION OCT 29, 2020
Adviser optimism rises for fourth quarter

Heading into Q4, advisers are feeling more confident about financial markets, their businesses and the overall economy

Third-quarter annuity sales higher than in Q2, but below 2019 levels
RETIREMENT LIFE INSURANCE AND ANNUITIES OCT 28, 2020
Third-quarter annuity sales higher than in Q2, but below 2019 levels

VA sales drop 10% in Q3, while fixed annuity sales increase 11%

Allworth Financial acquires $158 million Arizona RIA
NEWS RIAS OCT 27, 2020
Allworth Financial acquires $158 million Arizona RIA

Pathways Financial Partners is based in Tucson

Duo managing $475 million at UBS joins RBC
NEWS WIREHOUSES OCT 27, 2020
Duo managing $475 million at UBS joins RBC

Robert Loupee and Michael Graziani shift firms in Bloomfield Hills, Michigan

Illinois, Michigan and Utah top Morningstar’s 529 plan ratings
NEWS INDUSTRY NEWS OCT 27, 2020
Illinois, Michigan and Utah top Morningstar’s 529 plan ratings

Its revamped methodology takes into account four criteria

Americans worry inflation will make retirement unaffordable
RETIREMENT RETIREMENT PLANNING OCT 26, 2020
Americans worry inflation will make retirement unaffordable

59% of those surveyed by Allianz believe rising costs will prevent them from enjoying life in retirement

Adviser managing $220 million at UBS moves to Raymond James
NEWS BROKER DEALERS OCT 26, 2020
Adviser managing $220 million at UBS moves to Raymond James

Mark Parker is joining the firm's employee channel in Memphis, Tennessee