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Planning for uncertainty around Social Security
NEWS OPINION OCT 19, 2020
Planning for uncertainty around Social Security

The shutdown caused by the pandemic threw millions of people out of work, which cut into the FICA payroll taxes that fund Social Security payments

RBC advisers managing $416 million move to Raymond James
NEWS BROKER DEALERS OCT 16, 2020
RBC advisers managing $416 million move to Raymond James

Kirk Abrahamson and David Gray are joining the firm's employee unit in West Des Moines, Iowa

Court in Colorado enters judgment against Ponzi schemer
NEWS REGULATION AND LEGISLATION OCT 16, 2020
Court in Colorado enters judgment against Ponzi schemer

Daniel Rudden of Denver had received a 10-year sentence in a parallel criminal case

November CFP exam will include online option
YOUR PRACTICE PRACTICE MANAGEMENT OCT 15, 2020
November CFP exam will include online option

The CFP Board is offering the remote proctoring option again in response to the ongoing pandemic

Most advisers now have more clients than before pandemic, survey finds
RETIREMENT RETIREMENT PLANNING OCT 15, 2020
Most advisers now have more clients than before pandemic, survey finds

The College of Financial Planning poll also finds that most clients have not postponed retirement

“FPA must become more relevant to financial planners at every stage of their careers.”
NEWS RIAS OCT 15, 2020
“FPA must become more relevant to financial planners at every stage of their careers.”

Patrick Mahoney, new CEO of the Financial Planning Association, discusses the challenges and opportunities ahead for the FPA

JPMorgan Chase creates small-business 401(k) plan
RETIREMENT RETIREMENT PLANNING OCT 15, 2020
JPMorgan Chase creates small-business 401(k) plan

The new offering will use SS&C Technologies as record keeper and the investments are J.P. Morgan products

Hybrid managing $220 million moves to LPL from Advisor Group
NEWS BROKER DEALERS OCT 15, 2020
Hybrid managing $220 million moves to LPL from Advisor Group

Father-and-sons team at Portland, Oregon-based Pacific Northwest Retirement Planners serves many Alaskans

U.S. institutions cooler to ESG than investors globally, survey finds
INVESTING ESG OCT 15, 2020
U.S. institutions cooler to ESG than investors globally, survey finds

Nearly 26% of U.S. investors express skepticism about ESG’s performance merits

Investors unfazed by pandemic-related market volatility, Finra finds
YOUR PRACTICE PRACTICE MANAGEMENT OCT 14, 2020
Investors unfazed by pandemic-related market volatility, Finra finds

Most demographic groups lack confidence that U.S. financial markets are fair to average investors