Minish Hede, Kevin Graetz allegedly sold $9.6 million in notes not approved by their firm
The six-member group will work in the Washington, D.C., office of UBS Private Wealth Management
Six-member Legacy Family Wealth group opens office in Scottsdale, Arizona
The trio formed Raintree Wealth Partners in Scottsdale, Arizona
Financial advisers showing their political colors on social media should be prepared to suffer the consequences, which are rarely positive. Hosts Jeff Benjamin and Bruce Kelly also discuss the drop-off in broker recruiting, whether bonds still make sense, a bad broker, and how New York might recover from the Covid-19 beat down.
Financial advisers are ideally situated to help clients talk through the unforeseen challenges a global pandemic brings
The eight-person Longo Group is based in Slidell, Louisiana
Entertainment will play big part in the firm’s ConnectEd conference
The head of PCG Advisor Inclusion Networks at Raymond James describes her experience with diversity and inclusion in the workplace
This week’s episode kicks off with a look at Merrill Lynch’s headache trying to manage broker trainees who are learning to cold call from home. Hosts Jeff Benjamin and Bruce Kelly also discuss how Morgan Stanley will absorb the ETrade custody business, the realities of buffered ETFs, the driving force behind RIA consolidation, and the incredible access to industry execs in the age of Covid.
