Rothschild spent 26 years at Morningstar, where her final position was chief product officer
Summit Wealth Advisors is based in Frisco, Colorado
The six-adviser Uinta Wealth Management team is based in Salt Lake City
David Rosenthal, Stephen Collins and Daniel Rupp are based in Westport, Connecticut
But a survey finds that 51% don’t have a plan for returning
Co-hosts Jeff Benjamin and Bruce Kelly challenge InvestmentNews colleague Mark Schoeff on why ESG strategies often don’t find their way onto company sponsored retirement plan menus. This episode also looks at the sad regulatory record of Purshe Kaplan Sterling, why Vanguard shut down $1 billion mutual fund, what second-quarter earnings reports say about the future of wealth management, and how the lockdown is impacting industry gossip channels.
Margaret Starner, the 2020 Lifetime Achievement Winner for Excellence in Diversity & Inclusion, had made advocating for women a focal point of her career
Firms registered with the broker-dealer industry regulator saw their revenues and profits rise last year
Thousand Oaks Financial will become part of One Capital Management, which is a subsidiary of Toronto's CI Financial
‘Core’ suits, which don’t involve M&A, totaled 117
