Bratton DuBose, Daniel Bettencourt and Rebecca Damann join Ashton Thomas Private Wealth in Bozeman, Mont.
Roper Fields, Thomas Fields and B.V. Lawson join employee unit in Cool Springs, Tenn.
Christopher Ozazewski, Elizabeth Plunkett, Eric Decker are based in Bel Air, Md.
Let's use this unfortunate episode as a way to make the industry a better place for all of us.
Research firm says advisory firms need at least $250 million in AUM to do proper job.
Gary Wardein and daughter, Erin Bethge, are based in Rancho Bernardo, Calif.
Parker Inabnet and Kate Redden operate as I.M. Wealth Care through Merit Financial.
Financial Planning Association also elects four new board members
Brokers join firm in Macon, Ga., Greensboro, N.C., and Brevard, N.C.
Arbitrators determine that John Charles Wyshak must pay cost of indemnifying clients.