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NEWS INDUSTRY NEWS OCT 15, 2019
Wells Fargo reps managing $280 million move to Stifel

Brokers join firm in Macon, Ga., Greensboro, N.C., and Brevard, N.C.

NEWS INDUSTRY NEWS OCT 15, 2019
UBS team managing $990 million moves to Raymond James

Four-advisor group in Bethesda, Md., joins firm's employee unit.

Transition from JPMorgan Chase: Adviser Manages $100 Million, Goes Indie with LPL
NEWS INDUSTRY NEWS OCT 14, 2019
Transition from JPMorgan Chase: Adviser Manages $100 Million, Goes Indie with LPL

Joseph Mazzucco starts Stonebrook Wealth Management in Purchase, N.Y.

NEWS INDUSTRY NEWS OCT 14, 2019
JPMorgan Chase Adviser Goes Indie with LPL, Managing $100 Million

Joseph Mazzucco starts Stonebrook Wealth Management in Purchase, N.Y.

NEWS INDUSTRY NEWS OCT 14, 2019
Wells Fargo adviser managing $250 million moves to Alex. Brown

Eric Dexter opens office for firm in Portland, Maine.

NEWS INDUSTRY NEWS OCT 11, 2019
Indie managing $245 million switches to Raymond James from Ameriprise

Hendel Wealth Management Group and its three-adviser team are based in Smithtown, N.Y.

NEWS INDUSTRY NEWS OCT 05, 2019
There's more evolution than revolution in zero commissions

The elimination of commissions on trades was just a matter of time.

Finra panel orders Stifel to pay $1.5 million to clients
NEWS INDUSTRY NEWS OCT 04, 2019
Finra panel orders Stifel to pay $1.5 million to clients

Sum constitutes compensatory damages for breach of duties.

NEWS INDUSTRY NEWS OCT 04, 2019
Finra panel orders Stifel to pay $1.5 million to clients

Sum constitutes compensatory damages for breach of duties.

Trump to outline new vision for Medicare
NEWS INDUSTRY NEWS OCT 03, 2019
Trump to outline new vision for Medicare

An executive order regarding the Medicare system is titled "Protecting Medicare from Socialist Destruction."