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InvestmentNews
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YOUR PRACTICE PRACTICE MANAGEMENT OCT 16, 2019
Skip Schweiss of TD Ameritrade elected 2020 president of FPA

Financial Planning Association also elects four new board members

Wells Fargo reps managing $280 million move to Stifel
NEWS INDUSTRY NEWS OCT 15, 2019
Wells Fargo reps managing $280 million move to Stifel

Brokers join firm in Macon, Ga., Greensboro, N.C., and Brevard, N.C.

Finra panel orders former broker to pay Raymond James almost $1 million
NEWS INDUSTRY NEWS OCT 15, 2019
Finra panel orders former broker to pay Raymond James almost $1 million

Arbitrators determine that John Charles Wyshak must pay cost of indemnifying clients.

NEWS INDUSTRY NEWS OCT 15, 2019
Wells Fargo reps managing $280 million move to Stifel

Brokers join firm in Macon, Ga., Greensboro, N.C., and Brevard, N.C.

NEWS INDUSTRY NEWS OCT 15, 2019
UBS team managing $990 million moves to Raymond James

Four-advisor group in Bethesda, Md., joins firm's employee unit.

Transition from JPMorgan Chase: Adviser Manages $100 Million, Goes Indie with LPL
NEWS INDUSTRY NEWS OCT 14, 2019
Transition from JPMorgan Chase: Adviser Manages $100 Million, Goes Indie with LPL

Joseph Mazzucco starts Stonebrook Wealth Management in Purchase, N.Y.

NEWS INDUSTRY NEWS OCT 14, 2019
JPMorgan Chase Adviser Goes Indie with LPL, Managing $100 Million

Joseph Mazzucco starts Stonebrook Wealth Management in Purchase, N.Y.

NEWS INDUSTRY NEWS OCT 14, 2019
Wells Fargo adviser managing $250 million moves to Alex. Brown

Eric Dexter opens office for firm in Portland, Maine.

NEWS INDUSTRY NEWS OCT 11, 2019
Indie managing $245 million switches to Raymond James from Ameriprise

Hendel Wealth Management Group and its three-adviser team are based in Smithtown, N.Y.

NEWS INDUSTRY NEWS OCT 05, 2019
There's more evolution than revolution in zero commissions

The elimination of commissions on trades was just a matter of time.