Raymond J. Pirrello Jr. part of group that shared illicit trading profits
Blue Line Wealth Management of Brentwood, N.Y., specializes in serving police officers.
Brenda Kochel received $24,000 from Park Avenue Securities for fake travel expenses.
Regent Wealth Management Group serves approximately 110 high-net-worth households
Regulator says New York B-D's compliance associate had no training to perform duties.
Commission says Richard Duncan persuaded two clients to invest $300,000 in a scam.
Steve Baptist has also been suspended for 30 days and was ordered to disgorge commissions.
Rene Dierkes and Frank McKenna move to employee unit in Morristown, N.J.
State will allow advisers to delay disbursement of funds in certain circumstances
