Information is intended to help promote greater reporting of suspected financial exploitation.
Father-and-son duo in Lufkin, Texas, affiliates with B-D and uses RIA platform.
Adds names of 16 "advisers" and unlicensed financial firms to civil suit.
Three-adviser team creates IronRidge Wealth Management in Basking Ridge, N.J.
Sales of high-commission notes and private placements were at issue.
Argent Bridge Advisors, based in Vienna, Va., changes RIA and B-D platforms.
Three-adviser group in Richmond, Va., joins firm's employee unit.
Newcomers added in California, Washington and Kansas.
Florida-based Dakota adds Ohio-based, woman-owned firm and $258 million in AUM.
William Poynter declined to appear at hearing looking into tuition reimbursements.
