The number of assets managed by each adviser ranges from $137 to $190 million
Morningstar's annual look at education plans finds total assets unchanged in 2018.
Benjamin Bourgeois Jr. failed to give regulator information for its investigation.
Information is intended to help promote greater reporting of suspected financial exploitation.
Adds names of 16 "advisers" and unlicensed financial firms to civil suit.
Father-and-son duo in Lufkin, Texas, affiliates with B-D and uses RIA platform.
Three-adviser team creates IronRidge Wealth Management in Basking Ridge, N.J.
Sales of high-commission notes and private placements were at issue.
Argent Bridge Advisors, based in Vienna, Va., changes RIA and B-D platforms.
Three-adviser group in Richmond, Va., joins firm's employee unit.
