Mark Scaglione is based in the firm's Tampa, Fla., office.
Buckman, Buckman & Reid settles charges it failed to supervise two reps.
Merger of New York-based firms will create company managing $7 billion.
J.R. Koeijmans and Lance Whitworth join firm's Dallas office.
Meloria Wealth and Allied Financial link with Evolution Financial Advisors.
Groups eligible for no-load version were steered to other funds, Finra says.
Louis 'Marty' Blazer said he gave $10,000 to a player with hopes he could represent him when he turned pro.
Trio in Auburn Hills, Mich., join firm's employee unit.
But arbitrators said 30% of the fault lies with the 'negligent' claimants.
Singer Xenos Schechter Sosler, based in Coral Gables, is firm's sixth acquisition this year.
