Qui Xue Yang works at firm's Summa Group unit in Los Angeles.
Houston-based Americana Partners is using Dynasty, Schwab and Addepar.
Christopher D. Dougherty charged with defrauding clients with fake private placements.
Mark Scaglione is based in the firm's Tampa, Fla., office.
Buckman, Buckman & Reid settles charges it failed to supervise two reps.
Merger of New York-based firms will create company managing $7 billion.
Meloria Wealth and Allied Financial link with Evolution Financial Advisors.
Groups eligible for no-load version were steered to other funds, Finra says.
J.R. Koeijmans and Lance Whitworth join firm's Dallas office.
Louis 'Marty' Blazer said he gave $10,000 to a player with hopes he could represent him when he turned pro.
