Jon Dayton will join office of Raymond James unit in San Francisco.
Oakdale Wealth Management's James Daly and Michael O'Keeffe of Massachusetts may be fined and censured.
Acquisition adds strength in community bank deals.
Watermark in California caters to individuals; Rogers in Virginia focuses on retirement plans.
Evanston Advisors increases firm's market share in Chicago area.
Steinberg Global Asset Management brings Colony's AUM to $7 billion
Three-adviser Gardner Wallace Financial Solutions is based in Addison, Texas.
Andrew Graham launches Jackson Square Capital in San Francisco.
Craig Arsenault used client funds to make unsecured loans, agency says.
RIA to pay $325,000 in penalties; former COO Grant Gardner Rogers fined $65,000
