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Mercer Advisors acquires $240 million Confluence Financial Advisors
NEWS INDUSTRY NEWS MAR 07, 2019
Mercer Advisors acquires $240 million Confluence Financial Advisors

Boulder, Colo.-based firm raises Mercer's AUM to more than $15 billion.

Team managing $381 million leaves Wells Fargo for Baird
NEWS INDUSTRY NEWS MAR 04, 2019
Team managing $381 million leaves Wells Fargo for Baird

Robert Schrieber, three advisers and three staff will join firm in Elgin, Ill.

Finra disciplinary actions packed $107,000 average punch in 2018
RETIREMENT LIFE INSURANCE AND ANNUITIES MAR 04, 2019
Finra disciplinary actions packed $107,000 average punch in 2018

HSA assets should hit $75 billion by end of 2020, study projects
RETIREMENT RETIREMENT PLANNING FEB 28, 2019
HSA assets should hit $75 billion by end of 2020, study projects

Researcher Devenir says number of accounts grew 13% last year to 25 million.

Adviser managing $190 million leaves Wells Fargo for Alex. Brown
NEWS INDUSTRY NEWS FEB 28, 2019
Adviser managing $190 million leaves Wells Fargo for Alex. Brown

Elana Milianta will work in firm's Greenwich, Conn., office.

Chicago-area 'adviser' convicted in $10 million swindle
NEWS INDUSTRY NEWS FEB 27, 2019
Chicago-area 'adviser' convicted in $10 million swindle

Shawn Baldwin found guilty on seven counts of wire fraud.

Outsourcing is route to greater growth, Fidelity study finds
YOUR PRACTICE PRACTICE MANAGEMENT FEB 26, 2019
Outsourcing is route to greater growth, Fidelity study finds

Information technology, investment management and legal/compliance are the top three outsourced functions

NEWS INDUSTRY NEWS FEB 26, 2019
Advisers serving $800 million in assets leave Ameriprise for LPL

Intellectual Capital Group is based in Spring Lake, N.J.

Creative Planning makes first acquisition, adding $500 million in AUM
NEWS RIAS FEB 26, 2019
Creative Planning makes first acquisition, adding $500 million in AUM

Minneapolis-based Johnston Group will increase presence in Northern Plains.

UBS team managing $738 million near Detroit leaves for Raymond James
NEWS INDUSTRY NEWS FEB 25, 2019
UBS team managing $738 million near Detroit leaves for Raymond James

Eleven-member group will join RJ's employee unit in Birmingham, Mich.