Payment would settle class action filed by current and former reps over commissions, expenses.
EBRI says almost two-thirds of employees who are happy with their benefits have high morale.
Tom Anderton and Ryan Howard join 626 Financial in Portage, Mich.
Cirrus Wealth Management in Cleveland has four advisers, four staff.
NASAA report finds broker-dealers are better informing investors.
73% don't have a written plan in place, FPA study finds.
Husband-and-wife-led team operates as Questmont Strategic Wealth.
Ordered to pay $5.2 million in restitution.
Steven Pagartanis, a hearing no-show, had been discharged by Lombard Securities.
Broker attended partial day of hearing, then declined to show up for the rest.
