Kathleen Hobart joins employee unit in Seattle with two associates.
Workflow changes are a big challenge of the fiduciary rule, says Aite report
Firm censured for inaccuracies and errors in OTC options reports from 2008 through this year.
Brokers moving to firm's indie unit in preparation for succession.
Long-time broker-dealer exec will head real estate firm's sales unit
TAMP's Portfolio Target gives advisers an interactive portfolio tool for clients.
Advisers affiliated with Simi, Calif.-based indie manage $820 million in assets.
Four-person team joins employee business in Richmond, Va.
Five veteran advisers form Socratic Wealth Advisors in Raleigh, N.C.
