Brokers in Missouri and Tennessee decide to take indie route.
John Batista Bocchino hid $190 million in transactions, creating fake account firms and tickets
Deal adds $250 million in assets under management
Veteran female team joins employee unit in Orlando, Fla.
Employee broker goes indie as Sanders Wealth Management in Greenville, S.C.
Agency says firm and its CEO failed to disclose fees.
Report predicts 7 million holders of retirement accounts could lose investment advice.
Firm will pay $650,000 for suitability, compliance and books and records violations.
Two advisers and assistant join employee unit in Michigan.
Investors want help with investments, but sometimes they look beyond financial advisers.
