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UBS advisor overseeing $315 million in assets joins Raymond James
NEWS BROKER DEALERS MAR 27, 2023
UBS advisor overseeing $315 million in assets joins Raymond James

New York-based Steven M. Rozencwaig will join the firm’s Manhattan office.

Fisher Investments moving headquarters to Texas from Washington state
NEWS RIAS MAR 27, 2023
Fisher Investments moving headquarters to Texas from Washington state

Its decision follows a ruling Friday by the Washington State Supreme Court allowing the state to impose a capital gains tax.

The great success of a woman-led RIA
THE INVESTMENTNEWS PODCAST MAR 27, 2023
The great success of a woman-led RIA

Bruce and Jeff chat with Shannon Eusey, CEO and founder of Beacon Pointe Advisors, about how Shannon launched Beacon Pointe, the nation's largest woman-led RIA, and how the firm has continued to grow amid challenging times. Shannon also talks about how she's been able to run the company while becoming a mother of four.

LPL adds $220 million team from Cadaret Grant
NEWS BROKER DEALERS MAR 27, 2023
LPL adds $220 million team from Cadaret Grant

Bellevue, Washington-based SC Financial Group was founded in 2008 and has four advisors.

Retirement plan coverage at small firms heading higher: Study
RETIREMENT RETIREMENT PLANNING MAR 24, 2023
Retirement plan coverage at small firms heading higher: Study

Companies are also likely to add financial wellness benefits, such as emergency savings funds, over the next few years, according to experts polled by Transamerica.

Special episode from T3 with Rose Palazzo of Envestnet
THE INVESTMENTNEWS PODCAST MAR 24, 2023
Special episode from T3 with Rose Palazzo of Envestnet

Rose Palazzo, group president of financial planning at Envestnet, joins technology editor Ryan W. Neal on the T3 conference floor to share some of the latest features and enhancements coming to MoneyGuide, as well as a sneak peak at a future product coming to help advisors charge for financial planning.

Special episode from T3 with Nimesh Patel of Carson Group
THE INVESTMENTNEWS PODCAST MAR 24, 2023
Special episode from T3 with Nimesh Patel of Carson Group

Should wealth management firms build their own technology or integrate with third parties? Carson Group chief technology officer Nimesh Patel joins InvestmentNews technology editor Ryan W. Neal on the T3 conference floor to discuss the options for creating a differentiated technology platform, and their shared love of 'The Last of Us' on HBO.

Special episode from T3 with Joel Bruckenstein
THE INVESTMENTNEWS PODCAST MAR 24, 2023
Special episode from T3 with Joel Bruckenstein

T3 producer Joel Bruckenstein shares some inside tips on what to enjoy in Tampa Bay; discusses what his latest advisor technology survey uncovered about cybersecurity; and talks about some of the most interesting new technology startups in the T3 expo hall.

Special episode from T3 with Aaron Klein of Riskalyze
THE INVESTMENTNEWS PODCAST MAR 24, 2023
Special episode from T3 with Aaron Klein of Riskalyze

Riskalyze co-founder and CEO Aaron Klein reflects on 10 years of attending the T3 conference and speaks with technology editor Ryan W. Neal about how his company is helping financial advisors grow without twisting them into salespeople. Klein also talks about how the company is strategizing integrations and lighting the beam for the Sacramento Kings.

Special episode from T3 with Alison Dooher of Charles Schwab
THE INVESTMENTNEWS PODCAST MAR 24, 2023
Special episode from T3 with Alison Dooher of Charles Schwab

Alison Dooher, the managing director of digital advisor solutions at Charles Schwab, shares an update on the ongoing technology integration between Schwab and TD Ameritrade. Live from the T3 expo hall, Dooher also talks with InvestmentNews technology editor Ryan W. Neal about how advisors are using their data, her quest to make the perfect pizza dough, and the show 'Yellowstone.'