Benchmark Private Wealth Management, with offices in Dallas, Waco, Plano, Austin and Houston, will retain its ties to Benchmark Bank.
Nicholas Troiano and Mathew Mattice join the firm's employee unit in Colorado.
As M&A boosts the size of registered investment advisers, here's a list of the biggest fee-only firms, based on the data they report on their form ADV to the SEC.
Bruce and Jeff reunite to interview Vivek Ramaswamy, co-founder and executive chairman of Strive Asset Management. They unravel the problematic mix of politics and big business, as well as Vivek’s unconventional path to founding Strive, Strive’s success and what’s next.
Brian Falconer and 16 reps operate as Wealth Management Resource Group in Braintree, Massachusetts.
Finra has proposed a pilot program for firms that want to continue remote inspections, in line with the seemingly permanent use of remote work.
The QDIA combines a target-date fund for younger individuals and Stadion’s StoryLine managed account service for participants aged 50 and older.
The addition of E. F. Heagan & Associates and Mandichak Investment Retirement & Estate Planning brings more than 500 new clients.
Ramsey-based Key Group Management had been affiliated with Royal Alliance.
Hightower facilitated the merger for Cleveland, Ohio-based Fairport, which is a Hightower advisory business.
