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Fintech deals and conferences to keep on your radar this fall
THE INVESTMENTNEWS PODCAST SEP 12, 2022
Fintech deals and conferences to keep on your radar this fall

InvestmentNews' tech reporter, Ryan Neal, joins Bruce on the pod this week to talk through current major fintech deals and the tech conferences on his radar this fall. At the top of the list is the termination of UBS' acquisition of robo-adviser Wealthfront. 

Tax ‘advice’ more important than ever
NEWS RIAS SEP 12, 2022
Tax ‘advice’ more important than ever

Advisers who help business-owner clients steer clear of possible tax traps in coming years will be performing a service unlikely to be forgotten.

Merrill team managing $600 million moves to LPL
NEWS BROKER DEALERS SEP 09, 2022
Merrill team managing $600 million moves to LPL

Six long-time Merrill advisers in Oakland, California, and Savannah, Georgia, switch to LPL's employee unit, Linsco.

Wells Fargo team managing $670 million joins RBC
NEWS WIREHOUSES SEP 08, 2022
Wells Fargo team managing $670 million joins RBC

The Clemens McHugh Financial Consulting Group is joining the firm in Westlake, Ohio.

Wealth Enhancement Group acquires $663 million hybrid
NEWS INDUSTRY NEWS SEP 08, 2022
Wealth Enhancement Group acquires $663 million hybrid

Pinnacle Private Wealth is based in Burlington, Massachusetts, and has a team of eight advisers.

Hub acquires assets of benefit plan consultant
RETIREMENT RETIREMENT PLANNING SEP 08, 2022
Hub acquires assets of benefit plan consultant

Direct Advisors of Latham, New York, specializes in serving nonunion construction companies.

Social Security head addresses complaints about long waits at offices
RETIREMENT TAX SEP 07, 2022
Social Security head addresses complaints about long waits at offices

Acting Commissioner Kilolo Kijakazi outlined what the agency is doing to provide a safe environment for those waiting at the agency's offices.

Ameriprise terminates adviser in Texas
YOUR PRACTICE PRACTICE MANAGEMENT SEP 07, 2022
Ameriprise terminates adviser in Texas

Dusty Sternadel of Wichita Falls was fired for misappropriating funds, according to her BrokerCheck record.

SEC slaps Perceptive Advisors with $1.5 million penalty over SPACs
NEWS REGULATION AND LEGISLATION SEP 06, 2022
SEC slaps Perceptive Advisors with $1.5 million penalty over SPACs

The regulator says the New York-based firm failed to disclose conflicts of interest.

Eric Heaton joins Rockefeller to head strategy
YOUR PRACTICE PRACTICE MANAGEMENT SEP 06, 2022
Eric Heaton joins Rockefeller to head strategy

The former Morgan Stanley executive will expand the firm's product offerings.