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Wells Fargo team managing $670 million joins RBC
NEWS WIREHOUSES SEP 08, 2022
Wells Fargo team managing $670 million joins RBC

The Clemens McHugh Financial Consulting Group is joining the firm in Westlake, Ohio.

Wealth Enhancement Group acquires $663 million hybrid
NEWS INDUSTRY NEWS SEP 08, 2022
Wealth Enhancement Group acquires $663 million hybrid

Pinnacle Private Wealth is based in Burlington, Massachusetts, and has a team of eight advisers.

Hub acquires assets of benefit plan consultant
RETIREMENT RETIREMENT PLANNING SEP 08, 2022
Hub acquires assets of benefit plan consultant

Direct Advisors of Latham, New York, specializes in serving nonunion construction companies.

Social Security head addresses complaints about long waits at offices
RETIREMENT TAX SEP 07, 2022
Social Security head addresses complaints about long waits at offices

Acting Commissioner Kilolo Kijakazi outlined what the agency is doing to provide a safe environment for those waiting at the agency's offices.

Ameriprise terminates adviser in Texas
YOUR PRACTICE PRACTICE MANAGEMENT SEP 07, 2022
Ameriprise terminates adviser in Texas

Dusty Sternadel of Wichita Falls was fired for misappropriating funds, according to her BrokerCheck record.

SEC slaps Perceptive Advisors with $1.5 million penalty over SPACs
NEWS REGULATION AND LEGISLATION SEP 06, 2022
SEC slaps Perceptive Advisors with $1.5 million penalty over SPACs

The regulator says the New York-based firm failed to disclose conflicts of interest.

Eric Heaton joins Rockefeller to head strategy
YOUR PRACTICE PRACTICE MANAGEMENT SEP 06, 2022
Eric Heaton joins Rockefeller to head strategy

The former Morgan Stanley executive will expand the firm's product offerings.

10 best HSAs for investing in 2022
RETIREMENT RETIREMENT PLANNING SEP 03, 2022
10 best HSAs for investing in 2022

Morningstar’s ranking of health savings accounts factors in menu design, the quality of the investments offered, the cost to investors and the investment threshold.

Team managing $140 million joins Cetera from Commonwealth
NEWS ADVISOR MOVES SEP 02, 2022
Team managing $140 million joins Cetera from Commonwealth

Bruce and Dawn Cramer of Cramer Capital Management in Kansas City, Missouri, make return trip to the firm after eight years.

Edward Jones rep managing $130 million goes indie with Raymond James
NEWS ADVISOR MOVES SEP 01, 2022
Edward Jones rep managing $130 million goes indie with Raymond James

Amy Bush establishes Sage Investment Advice in Ingram, Texas, and joins the firm’s independent adviser channel.