The Nuveen alum with investment experience from TIAA, AIG, and Merrill Lynch is set to join as longtime leader lets go of the reins.
Under landmark bill signed by Governor Newsom, passing a personal finance course will be a high school graduation requirement by 2031.
The national independent’s growth continues in the Lone Star State with a $254M RIA led by an experienced advisor duo.
The amendments aimed at fostering a more tailored approach to disclosure for non-variable annuities sparked concerns for one dissenting commissioner.
The ensemble joins the broker-dealer giant’s employee advisor channel after managing more than $1B at Morgan Stanley.
The fast-growing RIA boosts its assets in the state past $1B as it welcomes a 23-year planning and investment veteran as its new regional director.
Former advisor reportedly put his clients in unsuitable private placements and misappropriated part of a senior client’s $675K investment, among other breaches.
The independent wealth giant adds the two breakaway advisors, who managed roughly $290M at the wirehouse, in Washington DC.
Court filings by executors of his now $2B estate reveal the King of Pop’s dire financial straits at the time of his death in 2009.
The partnership aims to provide advisors with more opportunities to personalize client portfolios and enhance their after-tax returns.
