The organization revealed Gwen Weithaus, who has more than 30 years' experience, as the new compliance chief for its investment services arm.
The firm fell short of its fiduciary duty by paying customers dismal rates compared to what’s available in the market, according to class action.
The three-decade veteran will lead the continued growth of the Focus Financial partner firm’s investment platform.
Survey of retired Baby Boomers unpacks ongoing retirement income reliance, significant financial stress, and intentions for inheritance.
With more than 25 years’ experience, the newest addition to the broker-dealer’s employee advisor channel managed north of $250M at Ameriprise.
The mutual fund giant’s move to adopt Vanguard’s dual-class model puts it in the running with other asset managers looking for a stake.
The firm’s latest C-suite hire brings extensive tech leadership experience, including nearly a decade at Schwab.
The digital estate planning firm has also tapped a Commonwealth Financial veteran to help strengthen its HNW and UHNW planning offerings.
The firm has announced Avery Wealth, a $212M firm in Jackson, as the latest inductee to its national partner network.
The fintech integration aims to close the planning-execution gap with tax-optimized withdrawal recommendations, among other features.
