Matthew Sellers

Matthew Sellers
Displaying 60 results
Financial planner guilty of tax fraud on behalf of clients
RETIREMENT TAX JUL 13, 2023
Financial planner guilty of tax fraud on behalf of clients

Charities, shell companies and tax evasion schemes leave a Cleveland advisor in hot water.

Got less than $680,000 to invest? Morgan Stanley doesn’t want your business
YOUR PRACTICE PRACTICE MANAGEMENT JUL 13, 2023
Got less than $680,000 to invest? Morgan Stanley doesn’t want your business

The big wealth manager palms off 'low value' clients in Australia.

Wells Fargo loses $145 million advisor to LPL
NEWS BROKER DEALERS JUL 12, 2023
Wells Fargo loses $145 million advisor to LPL

Broomall, Pennsylvania-based David W. Rodgers moves for “breadth and depth of services.”

JPMorgan Chase announces layoffs
YOUR PRACTICE PRACTICE MANAGEMENT JUL 12, 2023
JPMorgan Chase announces layoffs

Meanwhile, the firm chases Silicon Valley Bank business by hiring overseas.

Is the inflation crisis over?
NEWS INDUSTRY NEWS JUL 12, 2023
Is the inflation crisis over?

Latest Bureau of Labor Statistics CPI figures defy expectations as housing, insurance power ahead.

CFPB slams BofA with quarter-billion-dollar settlement
NEWS WIREHOUSES JUL 11, 2023
CFPB slams BofA with quarter-billion-dollar settlement

The bureau will keep $90 million, with the rest going to consumers, Office of the Comptroller of the Currency.

Credit Suisse investor makes Monumental investment in NBA, NHL teams
NEWS INDUSTRY NEWS JUL 11, 2023
Credit Suisse investor makes Monumental investment in NBA, NHL teams

A giant international player that doubled down on the failed bank now heads for U.S. hockey, basketball.

Fee pressures, interest rates could decimate asset management industry: PWC
NEWS INDUSTRY NEWS JUL 10, 2023
Fee pressures, interest rates could decimate asset management industry: PWC

A new survey shows consolidation, business failures are on the cards as the asset management industry faces an 'existential' threat.

FDIC hit with $1.9 billion suit from SVB Financial
NEWS REGULATION AND LEGISLATION JUL 10, 2023
FDIC hit with $1.9 billion suit from SVB Financial

The parent of failed Silicon Valley Bank is chasing cash held by the regulator.

Morgan Stanley gets serious about a new CEO
YOUR PRACTICE PRACTICE MANAGEMENT JUN 29, 2023
Morgan Stanley gets serious about a new CEO

Wealth management boss on shortlist of three to replace outgoing Aussie.