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NEWS OPINION OCT 16, 2014
Follow the smart money to alts

If advisers are truly looking out for the best interests of their clients, the 60-40 portfolio approach needs to change.

INVESTING MUTUAL FUNDS OCT 05, 2014
Advisers must avert Pimco panic

Gross' departure yet another opportunity for advisers to reach out to clients and provide sage advice

NEWS INDUSTRY NEWS SEP 29, 2014
How do you buy a relationship?

When purchasing a firm, advisers enter contact with an unpredictable asset: clients.

NEWS OPINION SEP 28, 2014
Don't make us laugh

Finra's latest proposal to bring transparency to broker recruitment bonuses doesn't help the investing public

NEWS BROKER DEALERS SEP 28, 2014
An 'adviser' in name only

Calling a broker an adviser is dangerous, and it's time to embrace the black-and-white distinction.

INVESTING ALTERNATIVES SEP 26, 2014
Nontransparent ETFs a step backward

Less transparency for new products seems in conflict with the SEC's interest in increased disclosure of mutual fund holdings.

YOUR PRACTICE PRACTICE MANAGEMENT SEP 14, 2014
Advisers should be supporting transparency

The SEC's potential rules to increase disclosure of mutual fund holdings should be applauded.

NEWS OPINION SEP 14, 2014
Advisers need to go back to school

Devoting the time and energy to helping clients with college selection makes advisers more valuable, strengthens client relationships

INVESTING ALTERNATIVES SEP 07, 2014
Foot-dragging on rules harms investors

Regulators are notorious for dragging their feet, and investors suffer when new rules take too long to be finalized.

NEWS OPINION SEP 07, 2014
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