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INVESTING ETFS JUL 20, 2011
The complexity of ETF options

As they do with stocks, investors have the opportunity to trade listed options on many exchange-traded funds

NEWS RIAS JUL 18, 2011
D.C. war has an unintended consequence

As the Dodd-Frank Wall Street Reform and Consumer Protection Act approaches its one-year anniversary, Washington's highly charged partisan response to the law may give rise to an unintended consequence: a brain drain at our financial regulators.

INVESTING FIXED INCOME JUL 18, 2011
Covered bonds offer income and safety

NEWS REGULATION AND LEGISLATION JUL 13, 2011
Ketchum: Finra is beefing up its examination program

The following remarks were delivered May 24 by Richard G. Ketchum, chairman and chief executive of the Financial Industry Regulatory Authority Inc., at its annual meeting in Washington

NEWS INDUSTRY NEWS JUL 10, 2011
European market offers hidden gems

NEWS INDUSTRY NEWS JUL 10, 2011
Federated eyes regionals to boost distribution

NEWS RIAS JUL 10, 2011
When is enough enough?

NEWS RIAS JUN 30, 2011
Clients won't care if you don't

Surprise, surprise: 85% of full-service investment firms' clients have never heard of, nor do they understand, the difference between the suitability standard followed by brokers and the fiduciary standard followed by registered investment advisers, according to a J.D. Power & Associates survey

NEWS OPINION JUN 26, 2011
Time to put the kibosh on outrageous perks

How would you like to fly on a personal jet, belong to a fancy country club and have a personal trainer — all on someone else's dime?

INVESTING MUTUAL FUNDS JUN 23, 2011
Portfolio managers should eat their own cooking

If a mutual fund manager won't invest in a fund that he or she is managing, why should anyone else?