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NEWS REGULATION AND LEGISLATION DEC 09, 2010
Fixing the Securities and Exchange Commission

These are the following remarks delivered by Securities and Exchange Commission Chairman Mary L. Schapiro as part of the Brodsky Family Fund Lecture Series at Northwestern University School of Law on Nov. 9

YOUR PRACTICE PRACTICE MANAGEMENT DEC 09, 2010
Help clients make better LTC decisions

NEWS RIAS DEC 06, 2010
Put 12(b)-1 reform on the front burner

The SEC should move with haste to revamp 12(b)-1 fees

INVESTING FIXED INCOME DEC 06, 2010
It's a bond picker's market - bubble or not

High levels of correlation in the U.S. stock market have made picking individual stocks increasingly difficult. Recent studies indicate that about 80% of price action in the majority of widely traded stocks is closely correlated to a related index.

YOUR PRACTICE FINTECH NOV 30, 2010
Technology must continue to evolve

The following is an edited transcript of <i>InvestmentNews' </i>technoogy round table, held in New York Sept. 15

NEWS RIAS NOV 29, 2010
An AMT fix is needed ASAP

The debates in Congress about whether to extend the Bush-era tax cuts and unemployment benefits, and about the DREAM Act, which would give children of illegal immigrants a path to citizenship, have delayed action on another tax measure that must be addressed: the annual temporary fix of the alternative minimum tax

NEWS REGULATION AND LEGISLATION NOV 28, 2010
SIFMA must stay active as regulatory rules are drawn up

RBC Wealth Management (U.S.) chief executive John Taft, the incoming chairman of the Securities Industry and Financial Markets Association, delivered remarks at the organization's annual meeting Nov. 8 in New York.

RETIREMENT TAX NOV 21, 2010
A tough road to fiscal prudence

Erskine Bowles and Alan Simpson, co-chairmen of the National Commission on Fiscal Responsibility and Reform, have accomplished something politicians rarely achieve: Their plan to cut the federal government's deficit to a sustainable 2% of gross domestic product over a number of years includes something distasteful to virtually everyone.

RETIREMENT RETIREMENT PLANNING NOV 21, 2010
A year-end checklist for IRAs

In the rush of year-end activity, it's important not to forget your IRA-related to-do list. The following are some of the most overlooked year-end items.

NEWS RIAS NOV 17, 2010
A time to discuss retirement policy

The Great Depression was the trigger for the creation of the Social Security system, which greatly reduced poverty in old age.