'As much as I might want to see some relief for my clients and myself, there should be a balance between revenue and expenses in the federal budget,' one advisor says.
Securities attorney hails 'good day for Finra and an even better day for investors.'
More certified financial planners will help more people make better decisions with their money, says advisor.
But LPL Financial, Fidelity back the idea of allowing supervisors to work from home, using technology to oversee reps, as they did during the pandemic.
'Not worth panicking about' — advisors caught off guard by Fitch's timing but remain sanguine.
Financial advisors say a bill recently introduced in Congress sounds good but would be difficult to administer.
Charges 'about as serious as it gets' after advisor allegedly tricks client into signing a power of attorney to enable ripoff.
Proposal will be an 'additive regime' that gets layered on, according to lawyer.
SEC Chair Gary Gensler says investors deserve to be protected but a critic argues proposal shows 'hostility toward technology.'
From teaching inmates financial literacy to working with divorced women, CFP Board's initiative is resonating with advisors.
