Proposed legislation is designed to give manufacturers the lower 25% tax rate, not professional service firms such as financial advisers, lawyers and accountants.
Confirmation by the Senate would give SEC full complement of five members for first time in more than two years.
If 401(k) pre-tax contributions are curtailed, several groups plan to launch nationwide campaigns against the effort.
The ex-broker was accused of collecting $2.5 million in excessive commissions and fees from at least 50 clients.
'For the nth time, I am NOT Trump's foreign policy adviser!' Mr. Papadopoulos pleads on Twitter.
Report reflects Trump administration's skepticism of investment-advice regulation for retirement accounts.
Task force will target widespread problems involving inadequate fee disclosure and unsuitable product recommendations.
Jason Charles Parker set about to 'ravage' clients' savings 'without remorse,' arbitrator states
'We have a process. They have a process. We have to respect those,' chairman tells SIFMA annual conference.
Suggestions for uses range from establishing funds for harmed investors, those whose arbitration awards go unpaid or giving it to the Treasury Department.
