Mark Schoeff Jr.

Mark Schoeff Jr. is a senior reporter at InvestmentNews. Based in Washington, D.C., he covers legislation and regulations affecting retail investment advisers and brokers. Prior to joining InvestmentNews in 2010, he wrote about employment and labor law for Workforce Management, a magazine that was published at the time by Crain Communications. He is a member of the National Press Club board. Before migrating to the editorial side of the journalism ecosystem, he served as press secretary for the late Sen. Richard Lugar of Indiana and as director of external relations for the Center for Strategic and International Studies, a think tank in Washington. In a region where people keep their hometown loyalties intact, he has lived in the Washington area long enough to become an actual fan of the Nationals, Wizards, Capitals and the Washington Football Team. He earned a bachelor’s degree from Purdue University and a master’s degree from George Mason University.

Mark Schoeff Jr.
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NEWS REGULATION AND LEGISLATION SEP 13, 2017
Finra bars former Morgan Stanley broker for dealings with client who later became his wife

Michael J. O'Connor refused to testify in a Finra disciplinary hearing about his termination.

NEWS REGULATION AND LEGISLATION SEP 12, 2017
Meet the SEC nominees: One opposes the DOL fiduciary rule, one is a blank slate

Republican Hester Peirce and Democrat Robert Jackson seek to fill two vacancies on the commission.

NEWS REGULATION AND LEGISLATION SEP 08, 2017
Congressman intends to hold Finra's feet to the fire on how SRO spends fine money

Rep. Brad Sherman said he'd introduce legislation if he had to in order to get Finra to comply.

NEWS REGULATION AND LEGISLATION SEP 07, 2017
House lawmakers grill Finra CEO Robert Cook on fine money, executive pay, transparency

Robert Cook points to the regulator's in-house operational review, Finra 360, and says it will likely yield 'transformational change.'

NEWS REGULATION AND LEGISLATION SEP 07, 2017
House holding oversight hearing on Finra today

Financial Services subcommittee will explore self-regulator's agenda, structure and in-house operational review.

INVESTING ETFS SEP 06, 2017
Dalia Blass could tackle fiduciary standard as first order of business at SEC

She is also expected to set the agenda for ETFs, an area in which she has expertise from her previous time at the SEC.

NEWS REGULATION AND LEGISLATION SEP 06, 2017
Battle lines form as SEC considers new fiduciary rule

RETIREMENT RETIREMENT PLANNING AUG 31, 2017
Trump administration targets class-action right in DOL fiduciary rule, but other legal avenues could remain for investors

If the best-interest contract remains in some form, action could switch to state courts; Finra still allows class actions.

INVESTING MUTUAL FUNDS AUG 31, 2017
SEC names Dalia Blass director of investment management

Ms. Blass returns to the agency, where she previously worked for more than a decade, to run a division with influence over fiduciary duty.

NEWS REGULATION AND LEGISLATION AUG 30, 2017
DOL fiduciary rule: Agency says it will come up with new ways to comply during delay period

Labor Department says it also needs more time to look at any 'undue burden' the rule may cause.