Republican Commissioner Gallagher praises Walter's outreach.
Why President Obama's 'designation' of Elisse Walter as SEC chairman was a shrewd political move. | <a href=http://www.investmentnews.com/article/20121127/FREE/121129970>Dwyer: Krawcheck, please</a> &raquo;
Finra survey reveals drop in national financial literacy; 'something wrong with this picture.'
Expected exit of enforcement chief raises questions about who will be the regulator's longterm boss
Agency inertia may help overcome division leadership turnover
Walter eyeing Reg D ad rule, fiduciary standard -- but faces uphill slog
Democratic chairman wants to move investment tax rates closer to individual levies.
Stepping up lobbying to protect 401(k)s, IRA deferrals; 'laying down a marker'
One of the most controversial creations of the Dodd-Frank financial reform law – the Consumer Financial Protection Bureau – is not supposed to creep into investment-adviser regulation, which is under the aegis of the Securities and Exchange Commission. But advisers should keep an eye on the agency; the Certified Financial Planner Board of Standards Inc. certainly is.
