Rep. Frank's parting gift won't assuage Senate, Ag Committees' doubts
Some expect a fiscal deal only after new Congress comes to town.
The fiscal cliff has given way to a ping-pong match. The volleys will occur between the House and Senate, as each chamber tries to settle on one palatable measure. While the ball goes back and forth over the net, it's becoming clear how investment taxes may fare.
'We don't have statesmen in the government'
Push for single code of conduct 'in a coma'
With the SEC seemingly toothless, a top consumer advocate now believes the SRO is the best hope for raising the standard of care for reps.
Top of the list: investors would have less protection, not more
McHenry claims SEC boss' concern about legacy has stalled bi-partisan private placement proposal
Proposal would have hiked continuing-education requirements for registrants; no shortage of comments.
