A new survey shows the majority of advisers would like to see Mitt Romney elected President. But those same advisers also believe they're in the minority on that score.
Backing of B-D regulator as investment adviser regulator hardly a ringing endorsement
Sent letter to department seeking sit-down with research director; information due by Jan. 15
Finra is under scrutiny from a government watchdog as Congress prepares to consider a proposal that would give the agency oversight of investment advisers.
Waters says she's against Bachus bill; supports bulked-up SEC oversight Mark Schoeff Jr.