Shevlin brought on board to help thwart money-market reform; has worked for three Dems in the House
Fidelity Investments is the latest financial firm to fire a shot across the Securities and Exchange Commission's bow regarding money market funds.
Housing prices stablizing, and even rising in some areas, according to Tozer
Finra was busy in 2011. Very busy. A new survey reveals the regulator conducted almost 1,500 enforcement actions last year. Meanwhile, the SRO meted out close to $70 million in fines -- a nearly 50% increase. And there's more where that came from.
Former SEC Chair Levitt calls her 'bedeviled'; Congressman defends Capitol Hill's constant questioning
Executive lays out three points he says should be addressed in every campaign
The second-highest-ranking Democrat on the House Financial Services Committee is promising to put more emphasis on investor protection, if she attains the top position on the panel. Whether Rep. Maxine Waters, D-Calif., ascends to committee chair would depend on her party winning back the House from Republicans this fall. Political prognosticators doubt that outcome, but it doesn't stop Ms. Waters from dreaming.
Push for self-regulator for investment advisers could pick up momentum in the lower chamber