Less than 3.5% of the 80,000 certified financial planners in the United States in 2017 were black or Latino.
Legacy Financial Planning was affiliated with LPL Financial for nearly six years.
Purchase of Rand & Associates gives 1919 Investment Counsel a physical presence on the West Coast.
Investors can buy into a Monet painting for $21.05 a share; a Warhol piece goes for $20 a share.
Advisers, firms win for leadership at the 12th annual Invest in Others Awards.
Ernest J. Romer III allegedly defrauded at least 30 of his clients, including elderly retirees and unsophisticated advisers.
New study from Fidelity Charitable finds business owners donate more than average Americans.
SEC issues cease-and-desist order; Kansas-based RIA and Peter A. Mallouk required to pay civil penalties.
Financial advisers learn how to talk with clients about the subject, with women and millennials showing the most interest.
Edward O. Daniel was barred after declining to participate in Finra investigation into a customer dispute that was settled for $225,000.
