The independent broker-dealer is getting fresh fuel for its growth efforts as the leading PE player agrees to take a majority stake.
The wealth giant's latest addition is joining the firm's Miami operation through an existing affiliate.
The employee-owned hybrid firm's latest hire in Fairfax reportedly managed $285M at his previous firm.
The women-led group of advisors with more than 60 years of combined experience are rejoining the firm's supported independence platform in Hawaii.
The firm's latest additions in Indiana and South Dakota, including a family-run advisory team, managed more than $500M combined at their previous firms.
The three advisors joining the firm in Kansas are launching their own venture through its independent affiliate channel.
The agreement will bring roughly 350 advisors with $12B in AUA and $4B in AUM under the seasoned IBD acquirer's umbrella.
The broker-dealer titan is extending its reach in New Jersey with an advisor duo operating a proud family practice.
“The evidence in this case was overwhelming,” says an attorney.
“It makes you wonder what’s next,” says one recruiter.
The PE-backed wealth platform is helping affiliated financial professionals advance their people and practice skills through the virtual and in-person program.
With a team of nine advisors, the nearly 30-year-old practice expands LPL's footprint with two additional locations in Texas.
Will LPL Financial Holdings Inc. be dragged through the mud in the wake of Arnold’s firing?
The newest hires at RayJay's bring over half a century of experience to its employee advisor channel in California.
With the deal finished, the broker-dealer colossus is moving on to the critical task of assimilating roughly 2,400 advisors into its network.
The veteran with more than 25 years' experience will drive the firm's expansion into SMAs, alts strategies, and address advisors' need for low-cost access to crucial ETF strategies.
Meanwhile, other broker-dealers are talking to teams of B. Riley financial advisors.
With more than four decades of combined experience, the broker-dealer giant's latest additions reportedly oversaw $150M in assets.
The veteran with more than 25 years of experienced is joining the firm's employee advisor division in North Carolina.
“Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
