Here's the rest of the week’s news from the adviser fintech companies that aren’t on vacation.
Each of the firms failed to comply with the agency's rule on identify theft red flags.
The asset manager's new resource, Growth Lab, will provide tools to help independent financial advisers with growing their practices and lead generation.
If you’re hoping to capitalize on new opportunities and remain ahead of the curve, it’s crucial to stay on top of current industry trends.
The company named Josh Gray as its new chief technology officer, promoted former senior vice president of marketing Justin Boatman to chief product officer and hired Craig Clark as first chief marketing officer.
Roadways Mile Marker 2.0 adds real-time updates and projections to present a bigger picture of each participant's overall financial health.
The substantial fines hitting big banks for failing to meet messaging-retention requirements shows the need for direction from the top to ensure the use of monitoring systems.
Condor Capital grades the best robo-advisers across 45 metrics, including financial planning, access to human advisers and cost.
The provider of outsourced investment management and financial technology appointed Ransom as group head of ESG, a new role at Envestnet.
The two companies had competed on providing cybersecurity and technology management for independent registered investment advisers.
This month's roundup looks at Schwab's $187 million settlement with the SEC, Bento Engine's funding round, and RIA In A Box's launch of a RolloverAnalyzer solution.
A roundup of the week's fintech developments, including news from eMoney, Onramp Invest, Tifin, Panoramix and iCapital.
Hassan, who will succeed Tom Naratil as president of UBS Americas, has served as Morgan Stanley’s chief digital officer and led the launch of Schwab’s robo-adviser.
The sweeping civil probes rank among the largest-ever penalties levied against US banks for record-keeping lapses.
Meanwhile, the firm's wealth management franchise reported positives for the second quarter despite the broad stock market decline seen so far this year.
One of the largest investment advisers in the U.S. has promoted a relative newcomer to oversee the firm’s technology.
The latest update to Schwab Advisor Services' digital onboarding technology lets independent financial advisers open and fund up to 10 new client accounts in a single workflow.
But opponents, including SEC Commissioner Hester Peirce, want the agency to scrap the whole project.
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
Adviser fintech promised to make firms more efficient and build deeper client relationships. Those claims may soon be tested.
