Podcasts

Displaying 32 results
  • Episode 12
  • Oct 11, 2023

How RIAs are using “DIY” planning solutions to gain new clients

Chuck talks with the Steve Chen, Founder & CEO of NewRetirement, about their “DIY” Planning solution. They drill down into the specifics of how RIAs are using this tool as a way to prospect and gain new clients – especially in the 401K space.

How RIAs are using “DIY” planning solutions to gain new clients
  • Episode 11
  • Sep 27, 2023

How do RIAs use Cash Management to attract & retain new clients?

This week Chuck talks with StoneCastle’s President, Eric Lansky, about how RIAs have been using cash management solutions as a significant differentiator to both attract and retain new clients.

How do RIAs use Cash Management to attract & retain new clients?
  • Episode 10
  • Sep 13, 2023

Think you still need your Series 7? Think again!

As we know by now… there are many alternatives to commission-based products. There are fee-based annuities, insurance, and, alternative investments. But, now, there’s actually another solution to consider for your “legacy” BD business. This week, Chuck talks with DPL’s David Lau about an interesting new way for advisors leaving the BD world to hold on to their legacy variable annuities & mutual funds (and get paid on them) all without needing to have a Series 7. Sound too good to be true? Check out this episode to see how.

Think you still need your Series 7? Think again!
  • Episode 9
  • Aug 30, 2023

Ancillary business services for your RIA

So… you want to build your own RIA – congrats! In this episode, Chuck is joined by Barry Sloane, CEO of NewTek and together they unpack many of the “ancillary” services you’ll want to consider adding to your new RIA firm. They will cover: IT, cybersecurity, phones, payroll, health insurance, and more. Perhaps not as “sexy” as Direct Indexing, but, all important building blocks for your new firm. Enjoy!

Ancillary business services for your RIA
  • Episode 8
  • Aug 23, 2023

Tuck or No Tuck – Should you build your own RIA or join a firm?

In this episode, Chuck Failla is joined by Corey Walen from Bridgemark Strategies to discusses the pros and cons of the 2 main pathways to the RIA space: building your own firm or joining an existing one. As with most big decisions, there is much to be considered and the best choice for one may not be the best choice for another. During this podcast, Chuck and Corey flesh out the items you’ll want to add to your checklist as you figure out which route is best for you.

Tuck or No Tuck – Should you build your own RIA or join a firm?