This week, Jeff and Chuck talk with Brian Hamburger about the DO's and DON'Ts regarding making your move from your broker-dealer to the RIA space. Learn how to put together a game plan for a smooth transition to independence.
This week, Jeff & Chuck check in with Key Bridge’s Chief Compliance Officer, Alisha Dowell. Together they unpack the DO's and DON’Ts about RIA compliance. In addition to talking about how to form your RIA… they also discuss how to keep it compliant and what pitfalls you will want to avoid.
This week, Jeff and Chuck wrap up their three-part series about “How to go RIA.” In their previous episodes, they unpacked going RIA by building from scratch and also tucking into an existing RIA. This week’s episode featuring special guest Shirl Penny.
This week Jeff and Chuck are joined by Brad Genser, co-founder and CTO of Farther Finance. Continuing down the path of their three part series, Jeff and Chuck talk with Brad about Farther's "tuck-in" strategy of going RIA.
The goRIA podcast with Jeff and Chuck kicks off with Phil Trueblood, managing partner at Trueblood Wealth, talking about the winding road toward becoming an independent registered investment advisor.
