Investing

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Impact investing rides the waves of social unrest
ESG JUN 11, 2020
Impact investing rides the waves of social unrest

Investors are happy with both the portfolio performance and the impact, according to a recent study

Falling fund fees are forcing advisers to check under the hood
ETFS JUN 10, 2020
Falling fund fees are forcing advisers to check under the hood

The trend toward lower fees saved investors nearly $6 billion last year, according to data from Morningstar

Rising rates may lead to Fed yield-curve control, Gundlach says
FIXED INCOME JUN 10, 2020
Rising rates may lead to Fed yield-curve control, Gundlach says

DoubleLine executive's comments come as the spread between 5- and 30-year Treasury yields hits its steepest level since 2016

A third of institutional investors hold crypto assets: Fidelity
ALTERNATIVES JUN 09, 2020
A third of institutional investors hold crypto assets: Fidelity

Among U.S. respondents, 27% say they own digital assets, up from 22% a year ago

Her Voice Matters: Inspiring change with shareholder advocacy
OPINION JUN 09, 2020
Her Voice Matters: Inspiring change with shareholder advocacy

Advisers can help clients push companies to deliver on ESG criteria

ESG gaining ground in 529 programs
MUTUAL FUNDS JUN 08, 2020
ESG gaining ground in 529 programs

More than a dozen college-savings plans now include at least one investment option following environment, social and governance criteria

Morgan Stanley adds to bet on steepening yield curve
WIREHOUSES JUN 08, 2020
Morgan Stanley adds to bet on steepening yield curve

The firm's strategists say that with the U.S. economy improving, 10-year Treasury rates will become a key driver

Junk bonds benefit from Fed support
FIXED INCOME JUN 05, 2020
Junk bonds benefit from Fed support

The Fed reported late last month that it had purchased some $1.3 billion of exchange-traded funds, including $223 million of high-yield bond ETFs

Goldman executive has advice for his white colleagues
OPINION JUN 05, 2020
Goldman executive has advice for his white colleagues

Frederick Baba, a managing director at Goldman Sachs, recalls a litany of black deaths and the protests that followed

Private equity in 401(k)s? Not anytime soon
RETIREMENT PLANNING JUN 04, 2020
Private equity in 401(k)s? Not anytime soon

Very few plans include investments that use PE, and guidance this week from the Labor Department might not change that.

Finra orders Merrill Lynch to pay $7.2 million over mutual fund overcharges
PRACTICE MANAGEMENT JUN 04, 2020
Finra orders Merrill Lynch to pay $7.2 million over mutual fund overcharges

The brokerage reimbursed customers a year ago, earning a break on sanctions for cooperation

Financial planners will find an open lane when focusing on client values
ESG JUN 04, 2020
Financial planners will find an open lane when focusing on client values

Older advisers in particular are missing the mark when it comes to the softer side of client relations

BlackRock files to license nontransparent ETF structure
MUTUAL FUNDS JUN 04, 2020
BlackRock files to license nontransparent ETF structure

The asset manager will use Precidian Investments' ActiveShares model

Vanguard struggling to break into European ETF market
MUTUAL FUNDS JUN 04, 2020
Vanguard struggling to break into European ETF market

Eight years after it launched its first European ETFs, the giant asset manager has less than 6% of the market, compared with BlackRock's 45%

Fidelity rolls out three semitransparent ETFs
EQUITIES JUN 04, 2020
Fidelity rolls out three semitransparent ETFs

The new funds showcase the firm's proxy basket technology

DOL encourages use of private equity funds in retirement plans
RETIREMENT PLANNING JUN 03, 2020
DOL encourages use of private equity funds in retirement plans

Investor advocates warn high-risk, high-fee investments could harm savers

Nationwide protests over race highlight hurdles faced by nonwhite advisers
PRACTICE MANAGEMENT JUN 03, 2020
Nationwide protests over race highlight hurdles faced by nonwhite advisers

As racial injustice fires up protesters and looters, financial advisers face the fallout with clients whose small businesses experience economic loss

Ending racism in America is a responsibility of corporations
OPINION JUN 02, 2020
Ending racism in America is a responsibility of corporations

More open and forceful action is required by investors and by corporate leaders and boards

Piles of cash, short positions could push stocks higher
EQUITIES JUN 02, 2020
Piles of cash, short positions could push stocks higher

JPMorgan Chase sees the potential for billions to flow into equities at the expense of bonds to rebalance portfolios

Allianz adds hedges to ETFs in new product offering
EQUITIES JUN 01, 2020
Allianz adds hedges to ETFs in new product offering

Two ‘buffered outcome’ funds aim to match index returns with less risk