Practice Management

Displaying 9170 results
4 ways to help clients control their digital afterlife
YOUR PRACTICE OPINION OCT 22, 2019
4 ways to help clients control their digital afterlife

A new law helps people determine what happens to their digital assets after they die, but the law's provisions only apply if they take specific action

YOUR PRACTICE PRACTICE MANAGEMENT OCT 21, 2019
Much expected of Charlie Scharf as he prepares to take helm of Wells Fargo

The bank's stock has barely moved since its scandals began in September 2016

What Schwab's fractional shares announcement means for advisers
YOUR PRACTICE EQUITIES OCT 18, 2019
What Schwab's fractional shares announcement means for advisers

The offering is intended to attract younger people to investing, but fractional shares could also help financial advisers

YOUR PRACTICE PRACTICE MANAGEMENT OCT 16, 2019
Skip Schweiss of TD Ameritrade elected 2020 president of FPA

Financial Planning Association also elects four new board members

Sell but stay, and watch your business grow
YOUR PRACTICE OPINION OCT 15, 2019
Sell but stay, and watch your business grow

Joining up with an RIA consolidator allows you to spend your energy on the tasks you enjoy.

Fisher Investments launches diversity task force
YOUR PRACTICE RIAS OCT 11, 2019
Fisher Investments launches diversity task force

In wake of sexist and crude comments made by billionaire Ken Fisher, some large clients of RIA reevaluate their dealings with the firm.

Working to get Reg BI implemented
YOUR PRACTICE OPINION OCT 08, 2019
Working to get Reg BI implemented

Open lines of dialogue will be crucial in identifying the key issues that are most in need of clarification

Don't dismiss clients' woes just because they're rich
YOUR PRACTICE OPINION OCT 03, 2019
Don't dismiss clients' woes just because they're rich

Public hatred of the wealthy is one of the last bastions of acceptable prejudice

YOUR PRACTICE OPINION OCT 03, 2019
Enhanced Performance Metrics for RIAs: A Comprehensive Guide

Hindsight is 20/20, but it doesn't tell you much about the future

YOUR PRACTICE PRACTICE MANAGEMENT SEP 27, 2019
Wells Fargo names BNY Mellon's Charles Scharf CEO

The new CEO will lead the efforts to turn the bank around after a series of scandals.

YOUR PRACTICE FINTECH SEP 26, 2019
How regtech is changing compliance at financial firms

Regulation technology spurring changes within departments aimed at meeting financial rules.

YOUR PRACTICE OPINION SEP 26, 2019
4 ways to build a team that believes in making an impact

Establishing an impact-driven culture creates more room for individual and team fulfillment

How financial advisers can serve the gig economy
YOUR PRACTICE OPINION SEP 25, 2019
How financial advisers can serve the gig economy

A 'financial wellness adviser' would be better suited to the needs of independent workers.

YOUR PRACTICE PRACTICE MANAGEMENT SEP 24, 2019
John Rogers: Industry has 'gone backwards' on diversity and inclusion

Leaders in the industry are getting further removed from the height of the civil rights movement in the 1960s.

Goldman targets rich Europeans
YOUR PRACTICE PRACTICE MANAGEMENT SEP 23, 2019
Goldman targets rich Europeans

Bank plans to add 30 wealth advisers to court clients in Switzerland, Germany and the UK.

Can a recession benefit an advice firm?
YOUR PRACTICE PRACTICE MANAGEMENT SEP 21, 2019
Can a recession benefit an advice firm?

Leon LaBrecque sees opportunity in recessions.

Keep clients in the loop about market realities
YOUR PRACTICE PRACTICE MANAGEMENT SEP 21, 2019
Keep clients in the loop about market realities

Financial advisers have a responsibility to prepare clients for market realities.

Schroeder steps down as head of Finra enforcement
YOUR PRACTICE PRACTICE MANAGEMENT SEP 19, 2019
Schroeder steps down as head of Finra enforcement

She led merger of disparate operations, set principles for actions

Gut check your digital leadership toolbox
YOUR PRACTICE OPINION SEP 19, 2019
Gut check your digital leadership toolbox

A true leader recognizes a company's current reality before moving towards more digital solutions.

Closing the gap between perception and reality in financial planning
YOUR PRACTICE OPINION SEP 19, 2019
Closing the gap between perception and reality in financial planning

Advisers are seeking the "next best action" to solve a client's financial needs in real time.