RIAs

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What sets high-performing RIAs apart? Healthy growth, says Fidelity
NEWS RIAS OCT 31, 2024
What sets high-performing RIAs apart? Healthy growth, says Fidelity

Annual benchmarking study highlights how a disciplined organic approach, including cost controls and clear client segmentation, put high performers on a sustainable pace.

$24B Lido makes Mountain Region move with Platte River partnership
NEWS RIAS OCT 31, 2024
$24B Lido makes Mountain Region move with Platte River partnership

The PE-backed national RIA continues its ultra-high-net-worth expansion strategy by welcoming a $600M Colorado firm.

Waverly Advisors bolsters Colorado presence with Mueller partnership
NEWS RIAS OCT 29, 2024
Waverly Advisors bolsters Colorado presence with Mueller partnership

The PE-backed RIA's second location in the state bolsters its $14.4B AUM enterprise with a HNW tax and retirement planning practice.

$156B RIA Hightower keeps deal train chugging with Wisconsin-based FPIS
NEWS RIAS OCT 29, 2024
$156B RIA Hightower keeps deal train chugging with Wisconsin-based FPIS

The wealth giant's strategic investment for the $1.1B multi-generational advisory practice marks its fifth acquisition for the year while expanding its Midwest presence.

Cresset appoints Jessica Malkin to chief growth officer role
NEWS RIAS OCT 29, 2024
Cresset appoints Jessica Malkin to chief growth officer role

The top-ranked RIA's new growth leader is taking on the role as part of an expanded mandate.

Alvarez & Marsal enters the ultra-high-net-worth RIA arena
NEWS RIAS OCT 28, 2024
Alvarez & Marsal enters the ultra-high-net-worth RIA arena

The firm's is wooing mega-affluent clients in New York, California and other wealth hubs with experienced leaders from top financial firms.

MAI Capital welcomes $528M Hyperion Partners
NEWS RIAS OCT 28, 2024
MAI Capital welcomes $528M Hyperion Partners

The $28B AUM RIA is extending its reach in Pennsylvania with an advisory team to high-net-worth individuals and business owners.

Homrich Berg bolsters Florida footprint with new Tampa office
NEWS RIAS OCT 28, 2024
Homrich Berg bolsters Florida footprint with new Tampa office

The $18B RIA's newest location in the Southeast will be headed by a veteran professional coming back from a two-year retirement.

The secret to a successful firm? Invest in company culture
NEWS RIAS OCT 25, 2024
The secret to a successful firm? Invest in company culture

Halbert Hargrove executives shine a spotlight on their strategies, from market resilience and diversification to culture and advisor development.

Apollon extends Northeast presence with CIC Wealth deal
NEWS RIAS OCT 25, 2024
Apollon extends Northeast presence with CIC Wealth deal

The addition of a seasoned advisor team with more than 55 years of combined experience marks the firm's strategic expansion into the Maryland and DC markets.

Dynasty Financial firm Americana Partners gets backing from Lovell Minnick Partners
NEWS RIAS OCT 24, 2024
Dynasty Financial firm Americana Partners gets backing from Lovell Minnick Partners

The $8.5B AUM ultra-high-net-worth firm is looking to its next phase of growth fueled by a strategic private equity investment.

Modern Wealth snaps up $1.4B Pesto Financial in biggest-ever transaction
NEWS RIAS OCT 24, 2024
Modern Wealth snaps up $1.4B Pesto Financial in biggest-ever transaction

The deal for the Idaho-based RIA vaults Modern Wealth past the $6B mark as it makes its freshman foray into the Pacific Northwest.

As Osaic consolidation winds down, are job cuts on the horizon?
NEWS RIAS OCT 23, 2024
As Osaic consolidation winds down, are job cuts on the horizon?

“With this rapid pace of change, there is always the potential for attrition and elimination of duplicative roles as natural outcomes," said Dimple Shah, executive vice president.

Waverly unlocks Ohio market with $1B tax and planning firm
NEWS RIAS OCT 23, 2024
Waverly unlocks Ohio market with $1B tax and planning firm

The RIA's latest acquisition adds three office-based locations and boosts it past the $14B AUM mark.

PE-backed CW Advisors taps Jennifer DeSisto as CIO
NEWS RIAS OCT 22, 2024
PE-backed CW Advisors taps Jennifer DeSisto as CIO

The firm's new C-suite hire with over 25 years of experience will help enhance the $10B Boston RIA's investment platform.

Hightower to become majority owner of $1.66T firm NEPC
NEWS RIAS OCT 21, 2024
Hightower to become majority owner of $1.66T firm NEPC

The leading RIA's combination with the Boston-based OCIO giant is projected to represent $1.8T in AUA and $258B in AUM.

$24B RIA Lido Advisors snaps up Pegasus Partners
NEWS RIAS OCT 21, 2024
$24B RIA Lido Advisors snaps up Pegasus Partners

The deal for the $3B Wisconsin-based wealth firm will strengthen Lido's profile in the Midwestern ultra-high-net-worth space.

RIA M&A activity cools in Q3, but $1B plus deals are on the rise
NEWS RIAS OCT 21, 2024
RIA M&A activity cools in Q3, but $1B plus deals are on the rise

Fidelity's latest industry report shows deal pace slowing to healthier levels, with private equity continuing to play a significant role.

intelliflo's redblack rides the wave of RIA M&A activity
NEWS RIAS OCT 18, 2024
intelliflo's redblack rides the wave of RIA M&A activity

"RIAs want a preferred tech stack," says firm's president of Americas Jennifer Valdez.

LPL charges that Ameriprise pays 'lip service' to independent advisors in latest lawsuit salvo
NEWS RIAS OCT 18, 2024
LPL charges that Ameriprise pays 'lip service' to independent advisors in latest lawsuit salvo

“These kinds of lawsuits have a chilling effect on the free market,” one attorney notes.