RIA founder and consultant starting a new role as chief growth officer.
“Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
The Retirement Planning Group's fourth deal for 2024 adds nearly $200M in AUM with veteran-led practice in Austin, Texas.
The wealth giant is extending its presence in Oklahoma and Pennsylvania with minority stakes in two independent firms.
The Tennessee-based firm led by a 36-year industry veteran helps extend Kingswood's presence in the Southern US.
The Louisiana-based RIA's latest addition, and industry veteran and female financial literacy champion, leads a distinguished seven-person team.
The Denver-based firm, led by three industry professionals, is looking to shake up the high-net-worth wealth space with its model for advisor independence.
The Cleveland, Ohio-headquartered firm welcomes two new leadership additions as it looks to continue on its strategic growth path.
New leader takes the reins at Oregon-based RIA and vows to cement status as the leader in its field.
The 15-person multigenerational team adds over 200 years of experience to the firm's advisor pool in Atlanta.
Decision comes at a time when financial advice industry is facing pressure to offer clients more services at a better price.
Everybody needs a coach if they want to grow, no matter how successful they are.
"Clients come first for us, and we want to make sure that they're getting the service that they need," says Ekoniak.
Total client losses of $89 million "wiped a lot of people out,” says lawyer.
It’s been a year of C-suite maneuvering at Carson Group, but CEO Burt White says the firm is now ready to build on his predecessor’s famous legacy.
The independent wealth player is adding a foothold in the East Coast with the boutique advisory team in New York.
The deal for Atlanta, Georgia-based CornerCap balances the $26.2B RIA's objectives of national expansion and maintaining local boutique experiences.
Advisor panel packs a punch as thousands of wealth management professionals hit the beach at Future Proof Festival in Southern California.
Creating greater and more efficient touch points with clients is key for advisors, says Snowden Lane EVP.
The company will shut off access to accounts by third parties that use client credentials to log in, the firm said.
