RIAs

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Dimensional Fund alums launch platform to empower RIAs
NEWS RIAS AUG 26, 2024
Dimensional Fund alums launch platform to empower RIAs

The new venture, Parkwoods Wealth Partners, aims to help registered investment advisers overcome the challenges of growth and succession planning.

LPL welcomes $150M advisor in Texas
NEWS RIAS AUG 26, 2024
LPL welcomes $150M advisor in Texas

The broker-dealer giant’s latest addition in San Antonio comes with over two decades of experience, including owning his own RIA.

Equity partnership is a true partnership
NEWS RIAS AUG 21, 2024
Equity partnership is a true partnership

Art Ambarik, CEO of Perigon Wealth Management in California, has overseen over a decade of growth. He reflects on the sanctity of the client-advisor relationship and his priorities.

Tax advantage: How RIAs can elevate their practice
NEWS OPINION AUG 21, 2024
Tax advantage: How RIAs can elevate their practice

RIAs have an advantage over captive advisors and have an opportunity to seize significant client service opportunity.

Rise Growth Partners strikes inaugural RIA partnership
NEWS RIAS AUG 20, 2024
Rise Growth Partners strikes inaugural RIA partnership

Joe Duran’s vision to support growth-minded RIAs is taking flight as it acquires a minority stake in a $10B wealth firm.

Mega RIAs still making deals
NEWS RIAS AUG 19, 2024
Mega RIAs still making deals

Giant firms may be shunning public markets – but they are exploring other sources of capital, including going private or selling minority stakes to emerging sovereign wealth funds.

Fee compression or more services?
NEWS OPINION AUG 19, 2024
Fee compression or more services?

Advisors intent on landing new client relationships have a decision to make.

Jay Shah revs up Edelman Financial Engines
NEWS RIAS AUG 19, 2024
Jay Shah revs up Edelman Financial Engines

CEO steering the RIA juggernaut has an impressive track record of using technology to scale, but he says the real power is marrying this with people.

CW Advisors scoops up $1.2B RIA Agili
NEWS RIAS AUG 19, 2024
CW Advisors scoops up $1.2B RIA Agili

The Audax-backed RIA in Boston has secured new footholds in the Eastern US with its latest landmark transaction.

NewEdge Wealth widens Florida footprint with HNW Merrill Lynch team
NEWS RIAS AUG 16, 2024
NewEdge Wealth widens Florida footprint with HNW Merrill Lynch team

The RIA’s latest expansion in is led by two veteran advisors with more than half a century of collective experience.

Creative Planning hangs "Help Wanted" sign for advisors
NEWS RIAS AUG 15, 2024
Creative Planning hangs "Help Wanted" sign for advisors

"I think we’re gearing up to really grow very aggressively in the coming 15 months," says CEO Peter Mallouk.

Advisor leaves RayJay, going indy with $1B AUM
NEWS RIAS AUG 13, 2024
Advisor leaves RayJay, going indy with $1B AUM

Travis Alexander started his firm in 2016, and it became one of the top revenue producers at Raymond James.

Summit gains strength with Meeder wealth deal
NEWS RIAS AUG 13, 2024
Summit gains strength with Meeder wealth deal

The leading RIA has secured an equity interest in the Ohio-based firm’s $400M wealth division through a strategic partnership.

$630M superteam from Osaic departs to Commonwealth
NEWS RIAS AUG 13, 2024
$630M superteam from Osaic departs to Commonwealth

The family-owned ensemble led by sibling advisors adds to the fast-growing RIA's footprint in Arizona.

Private Advisor Group teams up with succession tech platform
NEWS RIAS AUG 08, 2024
Private Advisor Group teams up with succession tech platform

The $31.5B RIA and New Jersey-based branch office is helping its advisor community navigate the journey of continuity and succession planning.

CV Advisors bolsters its bench with $800M UHNW family office veteran
NEWS RIAS AUG 08, 2024
CV Advisors bolsters its bench with $800M UHNW family office veteran

The $11B RIA's latest hire from Valor Advisors comes with 18 years of experience, including tenures at JPMorgan and UBS.

Former Vanguard consultant launches new firm to support RIAs
NEWS RIAS AUG 07, 2024
Former Vanguard consultant launches new firm to support RIAs

“By supporting our RIA partners, we can help them differentiate themselves and drive growth.”

Journey expands to Florida with $200M LPL advisor
NEWS RIAS AUG 07, 2024
Journey expands to Florida with $200M LPL advisor

The national RIA’s addition in Tampa, led by a 24-year industry veteran, pushes its AUM up to $3.7B.

Focus Financial presses pause on $3.65B term-loan deal
NEWS RIAS AUG 06, 2024
Focus Financial presses pause on $3.65B term-loan deal

The RIA aggregator pulled the transaction as worldwide turbulence in the markets puts a chill on debt issuance.

Focus firm HoyleCohen to merge into Colony
NEWS RIAS AUG 05, 2024
Focus firm HoyleCohen to merge into Colony

The deal expected to close in the third quarter will see $3.6B get absorbed into the Colony Group’s continually growing book.