Arbitration puts blame on client's power of attorney, not firm
With demand limited, most advisers outsource it to lawyers and accountants, but some see value in adding it to their menu of services.
Summit Financial ends 17-year relationship with Lincoln Financial.
Aaron Johnson took $620,000 in excessive fees from clients.
The three-member adviser team expands the footprint of Syntal Capital Partners.
Cleveland office fired him last year for possible market manipulation
John R. Edgecomb Sr. spent 37 years at Merrill, where his son joined him in 2007.
With $243 billion in assets, CAPTRUST continues to grow on its own terms.
Adviser allegedly hid the true amount of fees he was charging them, leading the couple to pay $1.2 million more than they thought they were being charged.
Andrew Hill in Alpharetta, Ga., affiliates with HighTower.
Mercer manages about $11 billion in assets, while Blue Moon manages $90 million.
Brokerage firms, the group most affected by a rule delay, would likely put off big projects around adviser compensation and trimming investment products.
Agency says manager overcharged funds $1.5 million
Saber rattling is cause for concern, but advisers are not making wholesale moves in client portfolios.
Survey finds more firms hiring younger advisers, which is bringing average salaries down.
Battle intensifies as DOL seeks to push off implementation until July 2019.
P-E proves to be ready and willing to invest in RIAs, but many will be looking to sell in three to seven years.
Some could choose not to follow company to TD Ameritrade when acquisition hits in September.
From workflow efficiencies to robo-advice and artificial intelligence, the big four are developing technology to entice advisers.
