On Monday's <i>Breakfast with Benjamin</i>, the U.S. economy reclaims the post of global growth engine, though the Federal Reserve remains all quiet on the rate hike front. Plus: How to invest when a rosy jobs report hurts stocks, Goldman picks a list of losers, and millennials go home for financial advice.
Goss Wealth Management switched firms as it hopes to build out a 'wirehouse lite” in the Gulf South region
Friday's <i>Breakfast with Benjamin</i> covers oilfield job cuts coming hard and fast now that the oil boom is sinking. Plus: Ohio-based financial adviser charged in Ponzi scheme, movie industry hopes the Oscar nominees can drive ticket sales, and the time might be perfect to start buying stocks.
Coming off a 41% rise in quarterly profits in its wealth unit, Wells Fargo could be interested in an acquisition. Mason Braswell reports.
The budget increase the SEC received from Congress is “insufficient” to significantly boost investment-adviser examinations, according to an SEC official charged with representing retail investors.
Sources say Stanley Gregor, who helped build Cantor Fitzgerald Wealth Partners, is leaving almost two years after the unit's launch.
Index will mainly act as a benchmark for the universe of six dozen individual BDCs until an investible version is created.
Parent of RIA Mariner Wealth Advisors wants to hire up to 160 employees over the next six months.
Platforms, popular with RIAs, post tremendous growth for firms, fund managers.
Shifting oversight of more RIAs from the SEC to states would increase exam coverage at less cost than establishing third-party reviewers, according to a new report. <i>(See also: <a href="//www.investmentnews.com/article/20131030/FREE/131039989"" target=""_blank"" rel="noopener noreferrer">After 'the switch' in 2012, state regulators pounced</a>)</i>
As the stock market wraps another solid year, advisers are beginning to wonder how long the indexed-investing run can last and are startign to think about risk management, which means looking for active managers.
Should be a transparent protocol for planners to follow when they disagree with the board's judgments.
House Republicans who oversee the SEC told the agency to do a better job of regulating investment advisers — and to do it without a significant budget increase.
Firm now focused on hiring advisers from larger companies, even wirehouses, as it shifts away from acquisitions.
California-based Valley Wealth is firm's third – and largest – acquisition this year.
Untested approach compared to adding cyanide to cupcakes
Dual registrants are a key driver of growth for the segment, which holds 20% of assets today, the research firm said.
As baby boomers retire, advisers must engage `Generation Now'
Advisers are missing many opportunities to expand their practices and serve their clients, but they could capture these by creating deeper relationships with their clients, according to Anthony DiLeonardi, managing partner, Third Quarter Advisers.
